# Rocky Mountain Advisers, LLC

> Rocky Mountain Advisers, LLC is an SEC-registered investment advisory firm in Salina, KS, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 148479
- Filed as: ROCKY MOUNTAIN ADVISERS, LLC
- Legal name: SRH Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Salina, KS
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148479
- AdvisorCensus page: https://advisorcensus.com/firm/rocky-mountain-advisers-llc-salina-ks-148479

## Quick answers

**How is Rocky Mountain Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rocky Mountain Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Rocky Mountain Advisers, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $100 to $250 an hour (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rocky Mountain Advisers, LLC located?**
Rocky Mountain Advisers, LLC's principal office is in Salina, KS, according to its Form ADV.

**Is Rocky Mountain Advisers, LLC registered with the SEC or a state?**
Rocky Mountain Advisers, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 148479.

**How much does Rocky Mountain Advisers, LLC manage?**
Rocky Mountain Advisers, LLC reports $3,149,064,331 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Rocky Mountain Advisers, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rocky Mountain Advisers, LLC: Regulatory assets under management: $1,694,018,241 in the October 2021 data and $3,149,064,331 in the October 2026 data, up 86%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rocky Mountain Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (142); high net worth individuals (96); charitable organizations (12).

**Which custodians does Rocky Mountain Advisers, LLC use?**
Rocky Mountain Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Rocky Mountain Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148479

**Does Rocky Mountain Advisers, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "The Adviser does not require a minimum for investment supervisory services."

**What changed in Rocky Mountain Advisers, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> The Adviser does not require a minimum for investment supervisory services.

- Hourly rate: $100 to $250 an hour (financial planning)

> Our financial planning is provided on a flat-fee basis or charged on an hourly basis at rates ranging from $100 to $250 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,149,064,331
- Discretionary: $3,148,012,917
- Non-discretionary: $1,051,414

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 142 | $32,283,677 |
| High net worth individuals | 96 | $609,888,169 |
| Investment companies | 2 | $2,376,706,174 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,508,559 |
| Charitable organizations | 12 | $124,346,090 |
| Corporations or other businesses not listed above | 5 | $3,331,662 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, CO, FL, GA, IA, IL, KS, MN, MO, MT, NE, NV, OR, SC, SD, TN, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- srhadvisorsllc.com
- LinkedIn @srh-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,694,018,241 | 9 | March 19, 2021 |
| October 2022 | $2,086,541,387 | 7 | March 30, 2022 |
| October 2023 | $2,185,314,070 | 9 | March 30, 2023 |
| October 2024 | $2,574,184,941 | 10 | September 26, 2024 |
| October 2025 | $2,961,115,724 | 10 | March 26, 2025 |
| October 2026 | $3,149,064,331 | 9 | March 30, 2026 |

Regulatory assets under management: $1,694,018,241 in the October 2021 data and $3,149,064,331 in the October 2026 data, up 86%.
Total employees: 9 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rocky Mountain Advisers, LLC (CRD 148479): Form ADV filing data as of October 2026.