{
  "crd_number": 148479,
  "slug": "rocky-mountain-advisers-llc-salina-ks-148479",
  "primary_business_name": "ROCKY MOUNTAIN ADVISERS, LLC",
  "legal_name": "SRH ADVISORS, LLC",
  "dbas": [],
  "city": "Salina",
  "state": "KS",
  "country": "United States",
  "cbsa_code": "41460",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-06-03",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 3149064331.0,
  "raum_discretionary": 3148012917.0,
  "raum_non_discretionary": 1051414.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 9,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 124346090.0,
      "count": 12
    },
    "individuals": {
      "raum": 32283677.0,
      "count": 142
    },
    "investment_companies": {
      "raum": 2376706174.0,
      "count": 2
    },
    "pension_profit_sharing": {
      "raum": 2508559.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 609888169.0,
      "count": 96
    },
    "corporations_other_businesses": {
      "raum": 3331662.0,
      "count": 5
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "IA",
    "IL",
    "KS",
    "MN",
    "MO",
    "MT",
    "NE",
    "NV",
    "OR",
    "SC",
    "SD",
    "TN",
    "TX",
    "WA"
  ],
  "websites": [
    "https://linkedin.com/company/srh-advisors-llc",
    "https://srhadvisorsllc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148479",
  "city_as_filed": "SALINA",
  "url": "https://advisorcensus.com/firm/rocky-mountain-advisers-llc-salina-ks-148479",
  "display_name": "Rocky Mountain Advisers, LLC",
  "summary": "Rocky Mountain Advisers, LLC is an SEC-registered investment advisory firm in Salina, KS, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Rocky Mountain Advisers, LLC (CRD 148479): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Rocky Mountain Advisers, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rocky Mountain Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Rocky Mountain Advisers, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $100 to $250 an hour (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Rocky Mountain Advisers, LLC located?",
      "a": "Rocky Mountain Advisers, LLC's principal office is in Salina, KS, according to its Form ADV."
    },
    {
      "q": "Is Rocky Mountain Advisers, LLC registered with the SEC or a state?",
      "a": "Rocky Mountain Advisers, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 148479."
    },
    {
      "q": "How much does Rocky Mountain Advisers, LLC manage?",
      "a": "Rocky Mountain Advisers, LLC reports $3,149,064,331 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Rocky Mountain Advisers, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rocky Mountain Advisers, LLC: Regulatory assets under management: $1,694,018,241 in the October 2021 data and $3,149,064,331 in the October 2026 data, up 86%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rocky Mountain Advisers, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (142); high net worth individuals (96); charitable organizations (12)."
    },
    {
      "q": "Which custodians does Rocky Mountain Advisers, LLC use?",
      "a": "Rocky Mountain Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rocky Mountain Advisers, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148479"
    },
    {
      "q": "Does Rocky Mountain Advisers, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"The Adviser does not require a minimum for investment supervisory services.\""
    },
    {
      "q": "What changed in Rocky Mountain Advisers, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1694018241.0,
      "total_employees": 9,
      "filing_date": "2021-03-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2086541387.0,
      "total_employees": 7,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2185314070.0,
      "total_employees": 9,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2574184941.0,
      "total_employees": 10,
      "filing_date": "2024-09-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 2961115724.0,
      "total_employees": 10,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3149064331.0,
      "total_employees": 9,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 4.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $100 to $250 an hour (financial planning)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The Adviser does not require a minimum for investment supervisory services."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $250 an hour (financial planning)"
        ],
        "quotes": [
          "Our financial planning is provided on a flat-fee basis or charged on an hourly basis at rates ranging from $100 to $250 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 250.0,
          "period": "hour",
          "service": "financial planning"
        }
      ]
    },
    "quotes": [
      "The Adviser does not require a minimum for investment supervisory services.",
      "Our financial planning is provided on a flat-fee basis or charged on an hourly basis at rates ranging from $100 to $250 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rocky-mountain-advisers-llc-salina-ks-148479.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 142,
      "fewer_than_5": false,
      "raum": 32283677.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 96,
      "fewer_than_5": false,
      "raum": 609888169.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 2376706174.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2508559.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 12,
      "fewer_than_5": false,
      "raum": 124346090.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 3331662.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148479",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}