# Rockwood Equity Partners LLC

> Rockwood Equity Partners LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 163846
- Filed as: ROCKWOOD EQUITY PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/163846
- AdvisorCensus page: https://advisorcensus.com/firm/rockwood-equity-partners-llc-denver-co-163846

## Quick answers

**How is Rockwood Equity Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rockwood Equity Partners LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Rockwood Equity Partners LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1.75% to 2.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rockwood Equity Partners LLC located?**
Rockwood Equity Partners LLC's principal office is in Denver, CO, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Rockwood Equity Partners LLC registered with the SEC or a state?**
Rockwood Equity Partners LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 163846.

**How much does Rockwood Equity Partners LLC manage?**
Rockwood Equity Partners LLC reports $189,783,574 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Rockwood Equity Partners LLC's assets and staff changed since 2021?**
In the Form ADV data for Rockwood Equity Partners LLC: Regulatory assets under management: $197,190,287 in the October 2022 data and $189,783,574 in the October 2026 data, down 4%. Total employees: 10 in October 2022 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rockwood Equity Partners LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Rockwood Equity Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163846

**Does Rockwood Equity Partners LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The minimum investment commitment is generally $5,000,000, although such minimums can be waived at General Partner’s discretion."

**What changed in Rockwood Equity Partners LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 11. Regulatory assets under management went from $161,988,721 to $189,783,574 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 1.75% to 2.5% a year (a range, as the brochure states it)

> Generally, the management fees paid to Rockwood range from 1.75% to 2.50% per annum of each investor’s aggregate commitment, paid either semi-annually or quarterly in advance.

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> The minimum investment commitment is generally $5,000,000, although such minimums can be waived at General Partner’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $189,783,574
- Discretionary: $189,783,574
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $189,783,574 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 13 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Cleveland, OH
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- rockwoodequity.com
- LinkedIn @rockwood-equity-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 26, 2021 |
| October 2022 | $197,190,287 | 10 | May 31, 2022 |
| October 2023 | $244,843,558 | 11 | April 20, 2023 |
| October 2024 | $159,952,793 | 11 | March 29, 2024 |
| October 2025 | $161,988,721 | 11 | May 21, 2025 |
| October 2026 | $189,783,574 | 13 | March 31, 2026 |

Regulatory assets under management: $197,190,287 in the October 2022 data and $189,783,574 in the October 2026 data, down 4%.
Total employees: 10 in October 2022 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 11.
- Regulatory assets under management went from $161,988,721 to $189,783,574 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rockwood Equity Partners LLC (CRD 163846): Form ADV filing data as of October 2026.