{
  "crd_number": 163846,
  "slug": "rockwood-equity-partners-llc-denver-co-163846",
  "primary_business_name": "ROCKWOOD EQUITY PARTNERS LLC",
  "legal_name": "ROCKWOOD EQUITY PARTNERS LLC",
  "dbas": [],
  "city": "Denver",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-07-08",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 189783574.0,
  "raum_discretionary": 189783574.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 13,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 189783574.0,
      "count": 6
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "OH"
  ],
  "websites": [
    "https://linkedin.com/company/rockwood-equity-partners",
    "https://rockwoodequity.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/163846",
  "city_as_filed": "DENVER",
  "url": "https://advisorcensus.com/firm/rockwood-equity-partners-llc-denver-co-163846",
  "display_name": "Rockwood Equity Partners LLC",
  "summary": "Rockwood Equity Partners LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Rockwood Equity Partners LLC (CRD 163846): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Rockwood Equity Partners LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rockwood Equity Partners LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "What does Rockwood Equity Partners LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1.75% to 2.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Rockwood Equity Partners LLC located?",
      "a": "Rockwood Equity Partners LLC's principal office is in Denver, CO, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Rockwood Equity Partners LLC registered with the SEC or a state?",
      "a": "Rockwood Equity Partners LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 163846."
    },
    {
      "q": "How much does Rockwood Equity Partners LLC manage?",
      "a": "Rockwood Equity Partners LLC reports $189,783,574 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Rockwood Equity Partners LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rockwood Equity Partners LLC: Regulatory assets under management: $197,190,287 in the October 2022 data and $189,783,574 in the October 2026 data, down 4%. Total employees: 10 in October 2022 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rockwood Equity Partners LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)."
    },
    {
      "q": "Does Rockwood Equity Partners LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163846"
    },
    {
      "q": "Does Rockwood Equity Partners LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"The minimum investment commitment is generally $5,000,000, although such minimums can be waived at General Partner’s discretion.\""
    },
    {
      "q": "What changed in Rockwood Equity Partners LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 11. Regulatory assets under management went from $161,988,721 to $189,783,574 (+17%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 197190287.0,
      "total_employees": 10,
      "filing_date": "2022-05-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 244843558.0,
      "total_employees": 11,
      "filing_date": "2023-04-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 159952793.0,
      "total_employees": 11,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 161988721.0,
      "total_employees": 11,
      "filing_date": "2025-05-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 189783574.0,
      "total_employees": 13,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 11.",
        "Regulatory assets under management went from $161,988,721 to $189,783,574 (+17%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "1.75% to 2.5% a year",
    "stated_maximum": null,
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1.75% to 2.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Generally, the management fees paid to Rockwood range from 1.75% to 2.50% per annum of each investor’s aggregate commitment, paid either semi-annually or quarterly in advance."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum investment commitment is generally $5,000,000, although such minimums can be waived at General Partner’s discretion."
        ]
      }
    ],
    "quotes": [
      "Generally, the management fees paid to Rockwood range from 1.75% to 2.50% per annum of each investor’s aggregate commitment, paid either semi-annually or quarterly in advance.",
      "The minimum investment commitment is generally $5,000,000, although such minimums can be waived at General Partner’s discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/rockwood-equity-partners-llc-denver-co-163846.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 189783574.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/163846",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}