# Rockwood Capital, LLC

> Rockwood Capital, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 156663
- Filed as: ROCKWOOD CAPITAL, LLC
- Also doing business as: RC ADVISORY, LLC (RELYING ADVISOR)
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156663
- AdvisorCensus page: https://advisorcensus.com/firm/rockwood-capital-llc-new-york-ny-156663

## Quick answers

**How is Rockwood Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rockwood Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Rockwood Capital, LLC located?**
Rockwood Capital, LLC's principal office is in New York, NY, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Rockwood Capital, LLC registered with the SEC or a state?**
Rockwood Capital, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156663.

**How much does Rockwood Capital, LLC manage?**
Rockwood Capital, LLC reports $10,608,321,132 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (61% discretionary).

**How have Rockwood Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rockwood Capital, LLC: Regulatory assets under management: $9,819,686,102 in the October 2021 data and $10,608,321,132 in the October 2026 data, up 8%. Total employees: 52 in October 2021 and 65 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rockwood Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (36).

**Does Rockwood Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156663

**Does Rockwood Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "Limited partners of the Funds generally are required to make a minimum commitment of $10 million, but a Fund’s general partner has the discretion to waive this minimum commitment in certain circumstances."

**What changed in Rockwood Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 70 to 65.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> Limited partners of the Funds generally are required to make a minimum commitment of $10 million, but a Fund’s general partner has the discretion to waive this minimum commitment in certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $10,608,321,132
- Discretionary: $6,478,157,538
- Non-discretionary: $4,130,163,594

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 36 | $10,608,321,132 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 65 total, 65 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Los Angeles, CA
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- [harrisonst.com](https://harrisonst.com)
- LinkedIn @43052
- LinkedIn @harrison-street

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $9,819,686,102 | 52 | March 31, 2021 |
| October 2022 | $10,238,181,850 | 58 | July 22, 2022 |
| October 2023 | $12,189,557,053 | 74 | July 17, 2023 |
| October 2024 | $10,909,787,060 | 74 | July 18, 2024 |
| October 2025 | $10,689,715,729 | 70 | July 29, 2025 |
| October 2026 | $10,608,321,132 | 65 | June 30, 2026 |

Regulatory assets under management: $9,819,686,102 in the October 2021 data and $10,608,321,132 in the October 2026 data, up 8%.
Total employees: 52 in October 2021 and 65 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 70 to 65.

### December 2025
- Changed its office addresses in San Francisco, CA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rockwood Capital, LLC (CRD 156663): Form ADV filing data as of October 2026.