{
  "crd_number": 339856,
  "slug": "rockwall-wealth-management-rockwall-tx-339856",
  "primary_business_name": "ROCKWALL WEALTH MANAGEMENT",
  "legal_name": "ROCKWALL WEALTH MANAGEMENT INC",
  "dbas": [],
  "city": "Rockwall",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-03-20",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-06-15",
  "carried_forward": false,
  "raum_total": 305459947.0,
  "raum_discretionary": 305459947.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 216193016.0,
      "count": 487
    },
    "high_net_worth_individuals": {
      "raum": 89266931.0,
      "count": 125
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339856",
  "city_as_filed": "ROCKWALL",
  "url": "https://advisorcensus.com/firm/rockwall-wealth-management-rockwall-tx-339856",
  "display_name": "Rockwall Wealth Management",
  "summary": "Rockwall Wealth Management is an SEC-registered investment advisory firm in Rockwall, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 15, 2026.",
  "citation": "AdvisorCensus. Rockwall Wealth Management (CRD 339856): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Rockwall Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rockwall Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Rockwall Wealth Management located?",
      "a": "Rockwall Wealth Management's principal office is in Rockwall, TX, according to its Form ADV."
    },
    {
      "q": "Is Rockwall Wealth Management registered with the SEC or a state?",
      "a": "Rockwall Wealth Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339856."
    },
    {
      "q": "How much does Rockwall Wealth Management manage?",
      "a": "Rockwall Wealth Management reports $305,459,947 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Rockwall Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (487); high net worth individuals (125)."
    },
    {
      "q": "Which custodians does Rockwall Wealth Management use?",
      "a": "Rockwall Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rockwall Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339856"
    },
    {
      "q": "Does Rockwall Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 15, 2026 says: \"There are no minimum investment amounts or conditions required for establishing an account managed by Rockwall Wealth Management however, we reserve the right to terminate an account that falls below an amount that we feel we cannot effectively manage.\""
    },
    {
      "q": "What changed in Rockwall Wealth Management's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Regulatory assets under management went from $0 to $305,459,947."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $305,459,947."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 15, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There are no minimum investment amounts or conditions required for establishing an account managed by Rockwall Wealth Management however, we reserve the right to terminate an account that falls below an amount that we feel we cannot effectively manage."
        ]
      }
    ],
    "quotes": [
      "There are no minimum investment amounts or conditions required for establishing an account managed by Rockwall Wealth Management however, we reserve the right to terminate an account that falls below an amount that we feel we cannot effectively manage."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rockwall-wealth-management-rockwall-tx-339856.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 487,
      "fewer_than_5": false,
      "raum": 216193016.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 125,
      "fewer_than_5": false,
      "raum": 89266931.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339856",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}