# Rockpoint

> Rockpoint is an SEC-registered investment advisory firm in Boston, MA, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 156630
- Filed as: ROCKPOINT
- Legal name: Rockpoint Group, L.L.C.
- Also doing business as: ROCKPOINT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156630
- AdvisorCensus page: https://advisorcensus.com/firm/rockpoint-boston-ma-156630

## Quick answers

**How is Rockpoint compensated?**
On its Form ADV (Item 5.E, October 2026), Rockpoint reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Rockpoint located?**
Rockpoint's principal office is in Boston, MA, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Rockpoint registered with the SEC or a state?**
Rockpoint is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156630.

**How much does Rockpoint manage?**
Rockpoint reports $13,042,546,969 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Rockpoint's assets and staff changed since 2021?**
In the Form ADV data for Rockpoint: Regulatory assets under management: $12,738,290,854 in the October 2021 data and $13,042,546,969 in the October 2026 data, up 2%. Total employees: 81 in October 2021 and 112 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rockpoint serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (39).

**Does Rockpoint report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156630

**What changed in Rockpoint's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 46 to 40.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $13,042,546,969
- Discretionary: $13,042,546,969
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 39 | $13,042,546,969 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 112 total, 40 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX
- Jacksonville, FL
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- rockpoint.com
- LinkedIn @ROCKPOINT-GROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $12,738,290,854 | 81 | March 26, 2021 |
| October 2022 | $15,121,699,390 | 90 | April 21, 2022 |
| October 2023 | $16,336,510,934 | 115 | April 28, 2023 |
| October 2024 | $13,518,683,553 | 113 | April 29, 2024 |
| October 2025 | $12,775,954,989 | 112 | March 31, 2025 |
| October 2026 | $13,042,546,969 | 112 | March 31, 2026 |

Regulatory assets under management: $12,738,290,854 in the October 2021 data and $13,042,546,969 in the October 2026 data, up 2%.
Total employees: 81 in October 2021 and 112 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 46 to 40.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rockpoint (CRD 156630): Form ADV filing data as of October 2026.