# Rockline Wealth Management LLC

> Rockline Wealth Management LLC is an SEC-registered investment advisory firm in Islip Terrace, NY, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 324004
- Filed as: ROCKLINE WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Islip Terrace, NY
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/324004
- AdvisorCensus page: https://advisorcensus.com/firm/rockline-wealth-management-llc-islip-terrace-ny-324004

## Quick answers

**How is Rockline Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rockline Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Rockline Wealth Management LLC charge?**
Its Form ADV Part 2A brochure dated February 20, 2026 states: Flat fee: up to $50,000 (Retirement Plan Consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rockline Wealth Management LLC located?**
Rockline Wealth Management LLC's principal office is in Islip Terrace, NY, according to its Form ADV.

**Is Rockline Wealth Management LLC registered with the SEC or a state?**
Rockline Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324004.

**How much does Rockline Wealth Management LLC manage?**
Rockline Wealth Management LLC reports $749,631,742 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (87% discretionary).

**How have Rockline Wealth Management LLC's assets and staff changed since 2023?**
In the Form ADV data for Rockline Wealth Management LLC: Regulatory assets under management: $436,529,130 in the October 2023 data and $749,631,742 in the October 2026 data, up 72%. Total employees: 7 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rockline Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (522); high net worth individuals (339); pension and profit sharing plans (but not the plan participants or government pension plans) (39).

**Which custodians does Rockline Wealth Management LLC use?**
Rockline Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Rockline Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324004

**What changed in Rockline Wealth Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 20, 2026)

- Flat fee: up to $50,000 (Retirement Plan Consulting services)

> Our Retirement Plan Consulting services are billed on a flat fee basis or a fee based on the percentage of Plan assets under management. The fee is based on the scope and complexity of our engagement with the client. Flat fees will not exceed $50,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $749,631,742
- Discretionary: $655,620,201
- Non-discretionary: $94,011,541

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 522 | $94,982,400 |
| High net worth individuals | 339 | $546,018,683 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 39 | $87,985,685 |
| Charitable organizations | 2 | $2,969,635 |
| Corporations or other businesses not listed above | 16 | $17,675,339 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2023 (3 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, DE, FL, MA, NC, NJ, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rocklinewealth.com
- Facebook facebook.com
- Instagram @rockline_wealth
- LinkedIn @ROCKLINE-WEALTH-MANAGEMENT-LLC
- X @ROCKLINEWEALTH
- YouTube @UCC7MnT0zvGUXK4RhANuQ3Gg

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $436,529,130 | 7 | August 11, 2023 |
| October 2024 | $477,507,360 | 5 | June 17, 2024 |
| October 2025 | $631,676,085 | 5 | January 31, 2025 |
| October 2026 | $749,631,742 | 4 | September 4, 2026 |

Regulatory assets under management: $436,529,130 in the October 2023 data and $749,631,742 in the October 2026 data, up 72%.
Total employees: 7 in October 2023 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in PA.

### March 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $631,676,085 to $749,631,742 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rockline Wealth Management LLC (CRD 324004): Form ADV filing data as of October 2026.