{ "crd_number": 156791, "slug": "rockland-capital-lp-the-woodlands-tx-156791", "primary_business_name": "ROCKLAND CAPITAL, LP", "legal_name": "ROCKLAND CAPITAL, LP", "dbas": [], "city": "The Woodlands", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 4392629238.0, "raum_discretionary": 4392629238.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 24, "advisory_employees": 15, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 4392629238.0, "count": 10 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://rocklandcapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156791", "city_as_filed": "THE WOODLANDS", "url": "https://advisorcensus.com/firm/rockland-capital-lp-the-woodlands-tx-156791", "display_name": "Rockland Capital, LP", "summary": "Rockland Capital, LP is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Rockland Capital, LP (CRD 156791): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Rockland Capital, LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Rockland Capital, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Rockland Capital, LP located?", "a": "Rockland Capital, LP's principal office is in The Woodlands, TX, according to its Form ADV." }, { "q": "Is Rockland Capital, LP registered with the SEC or a state?", "a": "Rockland Capital, LP is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156791." }, { "q": "How much does Rockland Capital, LP manage?", "a": "Rockland Capital, LP reports $4,392,629,238 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Rockland Capital, LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Rockland Capital, LP: Regulatory assets under management: $920,010,069 in the October 2021 data and $4,392,629,238 in the October 2026 data, up 377%. Total employees: 32 in October 2021 and 24 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Rockland Capital, LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does Rockland Capital, LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156791" }, { "q": "Does Rockland Capital, LP state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Typically, a minimum investment amount of $10 million is imposed on third parties investing in the investment vehicles for which the Company acts as investment adviser; however, this minimum will often be subject to a reduction upon prior agreement by the Company or an affiliate in its sole discretion subject to the applicable legal requirement.\"" }, { "q": "What changed in Rockland Capital, LP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 12 to 15. Regulatory assets under management went from $2,680,081,419 to $4,392,629,238 (+64%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 920010069.0, "total_employees": 32, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1126371411.0, "total_employees": 27, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1362075937.0, "total_employees": 22, "filing_date": "2023-04-13" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1823646056.0, "total_employees": 22, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2680081419.0, "total_employees": 23, "filing_date": "2025-05-13" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4392629238.0, "total_employees": 24, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 12 to 15.", "Regulatory assets under management went from $2,680,081,419 to $4,392,629,238 (+64%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$10,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "Typically, a minimum investment amount of $10 million is imposed on third parties investing in the investment vehicles for which the Company acts as investment adviser; however, this minimum will often be subject to a reduction upon prior agreement by the Company or an affiliate in its sole discretion subject to the applicable legal requirement." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 10000000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Typically, a minimum investment amount of $10 million is imposed on third parties investing in the investment vehicles for which the Company acts as investment adviser; however, this minimum will often be subject to a reduction upon prior agreement by the Company or an affiliate in its sole discretion subject to the applicable legal requirement." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/rockland-capital-lp-the-woodlands-tx-156791.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 4392629238.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156791", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }