# Rockford Financial Planning

> Rockford Financial Planning is a state-registered investment advisory firm in Wilmington, DE, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 24, 2026.

- CRD: 312048
- Filed as: ROCKFORD FINANCIAL PLANNING
- Legal name: Rockford Financial Planning LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Wilmington, DE
- Filing period: October 2026
- Form ADV filing dated: August 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/312048
- AdvisorCensus page: https://advisorcensus.com/firm/rockford-financial-planning-wilmington-de-312048

## Quick answers

**How is Rockford Financial Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Rockford Financial Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rockford Financial Planning located?**
Rockford Financial Planning's principal office is in Wilmington, DE, according to its Form ADV.

**Is Rockford Financial Planning registered with the SEC or a state?**
Rockford Financial Planning is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 312048.

**How much does Rockford Financial Planning manage?**
Rockford Financial Planning reports $79,693,226 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (91% discretionary).

**What types of clients does Rockford Financial Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (29).

**Does Rockford Financial Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/312048

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $79,693,226
- Discretionary: $72,206,415
- Non-discretionary: $7,486,811

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $35,324,079 |
| High net worth individuals | 29 | $36,882,336 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $7,486,811 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: DE, MD, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [rockfordfinancialplanning.com](https://rockfordfinancialplanning.com)
- LinkedIn @connormatheny
- LinkedIn @kevin-o’hanlon-cfp-®-82083638

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rockford Financial Planning (CRD 312048): Form ADV filing data as of October 2026.