# Rocket Capital Management, L.L.C.

> Rocket Capital Management, L.L.C. is a state-registered investment advisory firm in Wayzata, MN, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 128077
- Filed as: ROCKET CAPITAL MANAGEMENT, L.L.C.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Wayzata, MN
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128077
- AdvisorCensus page: https://advisorcensus.com/firm/rocket-capital-management-l-l-c-wayzata-mn-128077

## Quick answers

**How is Rocket Capital Management, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Rocket Capital Management, L.L.C. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Rocket Capital Management, L.L.C. located?**
Rocket Capital Management, L.L.C.'s principal office is in Wayzata, MN, according to its Form ADV.

**Is Rocket Capital Management, L.L.C. registered with the SEC or a state?**
Rocket Capital Management, L.L.C. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 128077.

**How much does Rocket Capital Management, L.L.C. manage?**
Rocket Capital Management, L.L.C. reports $32,378,840 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (96% discretionary).

**What types of clients does Rocket Capital Management, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (13); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Rocket Capital Management, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128077

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $32,378,840
- Discretionary: $31,100,401
- Non-discretionary: $1,278,439

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $14,542,549 |
| High net worth individuals | 13 | $12,022,605 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $5,813,686 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2003 (23 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, MN, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rocketcapital.com
- Facebook @ROCKET-CAPITAL-MANAGEMENT
- LinkedIn @ROCKET-CAPITAL-MANAGEMENT

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rocket Capital Management, L.L.C. (CRD 128077): Form ADV filing data as of October 2026.