# Rockbridge Investment Management, LLC

> Rockbridge Investment Management, LLC is an SEC-registered investment advisory firm in Syracuse, NY, registered since 2001, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 115754
- Filed as: ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Syracuse, NY
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/115754
- AdvisorCensus page: https://advisorcensus.com/firm/rockbridge-investment-management-llc-syracuse-ny-115754

## Quick answers

**How is Rockbridge Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rockbridge Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Rockbridge Investment Management, LLC located?**
Rockbridge Investment Management, LLC's principal office is in Syracuse, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Rockbridge Investment Management, LLC registered with the SEC or a state?**
Rockbridge Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 115754.

**How much does Rockbridge Investment Management, LLC manage?**
Rockbridge Investment Management, LLC reports $1,837,441,861 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (97% discretionary).

**How have Rockbridge Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rockbridge Investment Management, LLC: Regulatory assets under management: $1,030,999,133 in the October 2021 data and $1,837,441,861 in the October 2026 data, up 78%. Total employees: 16 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rockbridge Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,202); high net worth individuals (316); charitable organizations (43).

**Which custodians does Rockbridge Investment Management, LLC use?**
Rockbridge Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Rockbridge Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115754

**Does Rockbridge Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "We do not impose a minimum account requirement on clients."

**What changed in Rockbridge Investment Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 14 to 13. Regulatory assets under management went from $1,660,732,364 to $1,837,441,861 (+11%). Registered or notice-filed in CO. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: None

> We do not impose a minimum account requirement on clients.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,837,441,861
- Discretionary: $1,786,617,133
- Non-discretionary: $50,824,728

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,202 | $326,606,992 |
| High net worth individuals | 316 | $1,027,677,323 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $79,288,996 |
| Charitable organizations | 43 | $180,668,194 |
| Corporations or other businesses not listed above | 19 | $223,200,356 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2001 (24 years)
- Employees: 18 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, IN, LA, MA, MD, MI, NC, NJ, NY, PA, SC, TN, TX, VA, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Cazenovia, NY

### Websites listed on Form ADV (Item 1.I)
- rockbridgeinvest.com
- Facebook @Rockbridgeinvest
- Instagram @rockbridgeinvest
- LinkedIn @rockbridge-investment-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,030,999,133 | 16 | August 6, 2021 |
| October 2022 | $1,571,201,224 | 17 | June 30, 2022 |
| October 2023 | $1,262,908,782 | 19 | March 29, 2023 |
| October 2024 | $1,485,188,276 | 21 | March 28, 2024 |
| October 2025 | $1,660,732,364 | 21 | March 27, 2025 |
| October 2026 | $1,837,441,861 | 18 | July 14, 2026 |

Regulatory assets under management: $1,030,999,133 in the October 2021 data and $1,837,441,861 in the October 2026 data, up 78%.
Total employees: 16 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 14 to 13.
- Regulatory assets under management went from $1,660,732,364 to $1,837,441,861 (+11%).
- Registered or notice-filed in CO.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rockbridge Investment Management, LLC (CRD 115754): Form ADV filing data as of October 2026.