{
  "crd_number": 115754,
  "slug": "rockbridge-investment-management-llc-syracuse-ny-115754",
  "primary_business_name": "ROCKBRIDGE INVESTMENT MANAGEMENT, LLC",
  "legal_name": "ROCKBRIDGE INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Syracuse",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "45060",
  "metro": {
    "cbsa_code": "45060",
    "common_name": "Syracuse",
    "msa_name": "Syracuse, NY",
    "path": "/advisors/ny/syracuse"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-10-18",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-07-14",
  "carried_forward": false,
  "raum_total": 1837441861.0,
  "raum_discretionary": 1786617133.0,
  "raum_non_discretionary": 50824728.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 18,
  "advisory_employees": 13,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 180668194.0,
      "count": 43
    },
    "individuals": {
      "raum": 326606992.0,
      "count": 1202
    },
    "pension_profit_sharing": {
      "raum": 79288996.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 1027677323.0,
      "count": 316
    },
    "corporations_other_businesses": {
      "raum": 223200356.0,
      "count": 19
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "CT",
    "FL",
    "IN",
    "LA",
    "MA",
    "MD",
    "MI",
    "NC",
    "NJ",
    "NY",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "VT"
  ],
  "websites": [
    "https://facebook.com/Rockbridgeinvest",
    "https://instagram.com/rockbridgeinvest",
    "https://linkedin.com/company/rockbridge-investment-management",
    "https://rockbridgeinvest.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115754",
  "city_as_filed": "SYRACUSE",
  "url": "https://advisorcensus.com/firm/rockbridge-investment-management-llc-syracuse-ny-115754",
  "display_name": "Rockbridge Investment Management, LLC",
  "summary": "Rockbridge Investment Management, LLC is an SEC-registered investment advisory firm in Syracuse, NY, registered since 2001, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 14, 2026.",
  "citation": "AdvisorCensus. Rockbridge Investment Management, LLC (CRD 115754): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Rockbridge Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rockbridge Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Rockbridge Investment Management, LLC located?",
      "a": "Rockbridge Investment Management, LLC's principal office is in Syracuse, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Rockbridge Investment Management, LLC registered with the SEC or a state?",
      "a": "Rockbridge Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 115754."
    },
    {
      "q": "How much does Rockbridge Investment Management, LLC manage?",
      "a": "Rockbridge Investment Management, LLC reports $1,837,441,861 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (97% discretionary)."
    },
    {
      "q": "How have Rockbridge Investment Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rockbridge Investment Management, LLC: Regulatory assets under management: $1,030,999,133 in the October 2021 data and $1,837,441,861 in the October 2026 data, up 78%. Total employees: 16 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rockbridge Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,202); high net worth individuals (316); charitable organizations (43)."
    },
    {
      "q": "Which custodians does Rockbridge Investment Management, LLC use?",
      "a": "Rockbridge Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rockbridge Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115754"
    },
    {
      "q": "Does Rockbridge Investment Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"We do not impose a minimum account requirement on clients.\""
    },
    {
      "q": "What changed in Rockbridge Investment Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 14 to 13. Regulatory assets under management went from $1,660,732,364 to $1,837,441,861 (+11%). Registered or notice-filed in CO. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1030999133.0,
      "total_employees": 16,
      "filing_date": "2021-08-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1571201224.0,
      "total_employees": 17,
      "filing_date": "2022-06-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1262908782.0,
      "total_employees": 19,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1485188276.0,
      "total_employees": 21,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1660732364.0,
      "total_employees": 21,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1837441861.0,
      "total_employees": 18,
      "filing_date": "2026-07-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 14 to 13.",
        "Regulatory assets under management went from $1,660,732,364 to $1,837,441,861 (+11%).",
        "Registered or notice-filed in CO.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in OR."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not impose a minimum account requirement on clients."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "We do not impose a minimum account requirement on clients."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rockbridge-investment-management-llc-syracuse-ny-115754.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1202,
      "fewer_than_5": false,
      "raum": 326606992.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 316,
      "fewer_than_5": false,
      "raum": 1027677323.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 79288996.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 43,
      "fewer_than_5": false,
      "raum": 180668194.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 19,
      "fewer_than_5": false,
      "raum": 223200356.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115754",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}