# Rockbridge Asset Management, LLC

> Rockbridge Asset Management, LLC is an SEC-registered investment advisory firm in Alexandria, VA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 329880
- Filed as: ROCKBRIDGE ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Alexandria, VA
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329880
- AdvisorCensus page: https://advisorcensus.com/firm/rockbridge-asset-management-llc-alexandria-va-329880

## Quick answers

**How is Rockbridge Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rockbridge Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Rockbridge Asset Management, LLC located?**
Rockbridge Asset Management, LLC's principal office is in Alexandria, VA, according to its Form ADV.

**Is Rockbridge Asset Management, LLC registered with the SEC or a state?**
Rockbridge Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329880.

**How much does Rockbridge Asset Management, LLC manage?**
Rockbridge Asset Management, LLC reports $218,011,000 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).

**How have Rockbridge Asset Management, LLC's assets and staff changed since 2024?**
In the Form ADV data for Rockbridge Asset Management, LLC: Regulatory assets under management: $137,891,000 in the October 2024 data and $218,011,000 in the October 2026 data, up 58%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rockbridge Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (44); individuals (other than high net worth individuals) (12); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Rockbridge Asset Management, LLC use?**
Rockbridge Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Rockbridge Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329880

**Does Rockbridge Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The minimum required to open an account is $5,000,000, which may be waived by Rockbridge in its sole discretion."

**What changed in Rockbridge Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Changed its legal name from Rockbridge Capital Management, LLC to Rockbridge Asset Management, LLC. Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $189,431,000 to $218,011,000 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> The minimum required to open an account is $5,000,000, which may be waived by Rockbridge in its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- BofA Securities, Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $218,011,000
- Discretionary: $218,011,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $3,441,000 |
| High net worth individuals | 44 | $162,966,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $39,494,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | Fewer than 5 | $8,917,000 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $3,193,000 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rockbridgecap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $137,891,000 | 3 | July 11, 2024 |
| October 2025 | $189,431,000 | 3 | March 31, 2025 |
| October 2026 | $218,011,000 | 4 | July 16, 2026 |

Regulatory assets under management: $137,891,000 in the October 2024 data and $218,011,000 in the October 2026 data, up 58%.
Total employees: 3 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Changed its legal name from Rockbridge Capital Management, LLC to Rockbridge Asset Management, LLC.
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $189,431,000 to $218,011,000 (+15%).

### February 2026
- Registered or notice-filed in TX.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rockbridge Asset Management, LLC (CRD 329880): Form ADV filing data as of October 2026.