# Rock Harbor Capital LLC

> Rock Harbor Capital LLC is a state-registered investment advisory firm in Birmingham, MI, registered since 2023, with no regulatory assets under management reported in its Form ADV filing dated August 17, 2026.

- CRD: 327728
- Filed as: ROCK HARBOR CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Birmingham, MI
- Filing period: October 2026
- Form ADV filing dated: August 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/327728
- AdvisorCensus page: https://advisorcensus.com/firm/rock-harbor-capital-llc-birmingham-mi-327728

## Quick answers

**How is Rock Harbor Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rock Harbor Capital LLC reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Rock Harbor Capital LLC located?**
Rock Harbor Capital LLC's principal office is in Birmingham, MI, according to its Form ADV.

**Is Rock Harbor Capital LLC registered with the SEC or a state?**
Rock Harbor Capital LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 327728.

**Does Rock Harbor Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/327728

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rock Harbor Capital LLC (CRD 327728): Form ADV filing data as of October 2026.