# Rochester Financial Services

> Rochester Financial Services is an SEC-registered investment advisory firm, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 107956
- Filed as: ROCHESTER FINANCIAL SERVICES
- Legal name: Feldman Jeffrey Mark
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107956
- AdvisorCensus page: https://advisorcensus.com/firm/rochester-financial-services-107956

## Quick answers

**How is Rochester Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), Rochester Financial Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Rochester Financial Services charge?**
Its Form ADV Part 2A brochure dated January 13, 2026 states: Hourly rate: $150 an hour (Non-Supervisory Investment Services and Comprehensive Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Rochester Financial Services registered with the SEC or a state?**
Rochester Financial Services is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 107956.

**How much does Rochester Financial Services manage?**
Rochester Financial Services reports $340,628,516 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (100% discretionary).

**How have Rochester Financial Services' assets and staff changed since 2021?**
In the Form ADV data for Rochester Financial Services: Regulatory assets under management: $252,838,906 in the October 2021 data and $340,628,516 in the October 2026 data, up 35%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rochester Financial Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (130).

**Does Rochester Financial Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107956

**What changed in Rochester Financial Services' recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $309,376,618 to $340,628,516 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 13, 2026)

- Hourly rate: $150 an hour (Non-Supervisory Investment Services and Comprehensive Financial Planning)

> Fees for Non-Supervisory Investment Services and Comprehensive Financial Planning - These services are provided at a rate of $150 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $340,628,516
- Discretionary: $340,628,516
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 190 | $81,254,496 |
| High net worth individuals | 130 | $259,374,020 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (26 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rochesterfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $252,838,906 | 1 | January 17, 2021 |
| October 2022 | $286,521,771 | 1 | January 14, 2022 |
| October 2023 | $231,160,166 | 1 | January 17, 2023 |
| October 2024 | $274,075,233 | 1 | January 9, 2024 |
| October 2025 | $309,376,618 | 1 | January 9, 2025 |
| October 2026 | $340,628,516 | 1 | January 13, 2026 |

Regulatory assets under management: $252,838,906 in the October 2021 data and $340,628,516 in the October 2026 data, up 35%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $309,376,618 to $340,628,516 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rochester Financial Services (CRD 107956): Form ADV filing data as of October 2026.