# Robert Stephen Capital Management LLC

> Robert Stephen Capital Management LLC is an SEC-registered investment advisory firm in Tulsa, OK, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 118588
- Filed as: ROBERT STEPHEN CAPITAL MANAGEMENT LLC
- Legal name: Streeter Moore & Stipe LLC
- Also doing business as: DBA: ROBERT STEPHEN CAPITAL MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118588
- AdvisorCensus page: https://advisorcensus.com/firm/robert-stephen-capital-management-llc-tulsa-ok-118588

## Quick answers

**How is Robert Stephen Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Robert Stephen Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Robert Stephen Capital Management LLC located?**
Robert Stephen Capital Management LLC's principal office is in Tulsa, OK, according to its Form ADV.

**Is Robert Stephen Capital Management LLC registered with the SEC or a state?**
Robert Stephen Capital Management LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 118588.

**How much does Robert Stephen Capital Management LLC manage?**
Robert Stephen Capital Management LLC reports $219,130,877 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (95% discretionary).

**How have Robert Stephen Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Robert Stephen Capital Management LLC: Regulatory assets under management: $210,291,928 in the October 2021 data and $219,130,877 in the October 2026 data, up 4%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Robert Stephen Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (150); high net worth individuals (25); corporations or other businesses not listed above (13).

**Which custodians does Robert Stephen Capital Management LLC use?**
Robert Stephen Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Robert Stephen Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118588

**What changed in Robert Stephen Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $193,461,626 to $219,130,877 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Distributors Company LLC
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $219,130,877
- Discretionary: $208,621,268
- Non-discretionary: $10,509,609

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 150 | $73,210,119 |
| High net worth individuals | 25 | $125,637,724 |
| Corporations or other businesses not listed above | 13 | $20,283,034 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, FL, OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- robertstephen.net
- smsadvisor.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $210,291,928 | 3 | May 21, 2021 |
| October 2022 | $207,204,884 | 5 | June 8, 2022 |
| October 2023 | $223,998,085 | 5 | September 21, 2023 |
| October 2024 | $223,998,085 | 5 | September 4, 2024 |
| October 2025 | $193,461,626 | 5 | June 17, 2025 |
| October 2026 | $219,130,877 | 5 | March 27, 2026 |

Regulatory assets under management: $210,291,928 in the October 2021 data and $219,130,877 in the October 2026 data, up 4%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $193,461,626 to $219,130,877 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Robert Stephen Capital Management LLC (CRD 118588): Form ADV filing data as of October 2026.