# Roark Ridge Advisory

> Roark Ridge Advisory is a state-registered investment advisory firm in Atlanta, GA, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated September 3, 2025.

- CRD: 338096
- Filed as: ROARK RIDGE ADVISORY
- Legal name: Roark Ridge Advisory LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: September 3, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/338096
- AdvisorCensus page: https://advisorcensus.com/firm/roark-ridge-advisory-atlanta-ga-338096

## Quick answers

**How is Roark Ridge Advisory compensated?**
On its Form ADV (Item 5.E, October 2026), Roark Ridge Advisory reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Roark Ridge Advisory located?**
Roark Ridge Advisory's principal office is in Atlanta, GA, according to its Form ADV.

**Is Roark Ridge Advisory registered with the SEC or a state?**
Roark Ridge Advisory is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 338096.

**Does Roark Ridge Advisory report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338096

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| High net worth individuals | Fewer than 5 | Not reported |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- roarkridgeadvisory.com
- LinkedIn @roark-ridge-advisory

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roark Ridge Advisory (CRD 338096): Form ADV filing data as of October 2026.