# Roark Capital Management, LLC

> Roark Capital Management, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 160368
- Filed as: ROARK CAPITAL MANAGEMENT, LLC
- Also doing business as: ROARK CAPITAL CAYMAN MANAGEMENT, L.P.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160368
- AdvisorCensus page: https://advisorcensus.com/firm/roark-capital-management-llc-atlanta-ga-160368

## Quick answers

**How is Roark Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Roark Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Roark Capital Management, LLC located?**
Roark Capital Management, LLC's principal office is in Atlanta, GA, according to its Form ADV.

**Is Roark Capital Management, LLC registered with the SEC or a state?**
Roark Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160368.

**How much does Roark Capital Management, LLC manage?**
Roark Capital Management, LLC reports $34,177,087,625 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Roark Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Roark Capital Management, LLC: Regulatory assets under management: $18,588,462,260 in the October 2021 data and $34,177,087,625 in the October 2026 data, up 84%. Total employees: 100 in October 2021 and 145 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Roark Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (14).

**Does Roark Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160368

**What changed in Roark Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 100 to 104.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $34,177,087,625
- Discretionary: $34,177,087,625
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 14 | $34,177,087,625 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 145 total, 104 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- roarkcapital.com
- LinkedIn @ROARK-CAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $18,588,462,260 | 100 | March 31, 2021 |
| October 2022 | $27,164,109,332 | 110 | March 31, 2022 |
| October 2023 | $30,525,816,142 | 106 | July 5, 2023 |
| October 2024 | $31,927,560,154 | 123 | March 29, 2024 |
| October 2025 | $32,564,320,057 | 138 | March 28, 2025 |
| October 2026 | $34,177,087,625 | 145 | March 31, 2026 |

Regulatory assets under management: $18,588,462,260 in the October 2021 data and $34,177,087,625 in the October 2026 data, up 84%.
Total employees: 100 in October 2021 and 145 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 100 to 104.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roark Capital Management, LLC (CRD 160368): Form ADV filing data as of October 2026.