# Roaring Brook Holdings LLC

> Roaring Brook Holdings LLC is an exempt reporting adviser in New York, NY, filing reports since 2024. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 333337
- Filed as: ROARING BROOK HOLDINGS LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333337
- AdvisorCensus page: https://advisorcensus.com/firm/roaring-brook-holdings-llc-new-york-ny-333337

## Quick answers

**Where is Roaring Brook Holdings LLC located?**
Roaring Brook Holdings LLC's principal office is in New York, NY, according to its Form ADV.

**How does Roaring Brook Holdings LLC report to regulators?**
Roaring Brook Holdings LLC is an exempt reporting adviser, filing reports since 2024. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 333337.

**Does Roaring Brook Holdings LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333337

**What changed in Roaring Brook Holdings LLC's recent Form ADV filings?**
In the February 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Firm details
- Reporting since: 2024 (1 year)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- roaringbrookholdings.com
- LinkedIn @roaring-brook-holdings-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | Not reported | May 1, 2025 |
| October 2026 | Not reported | Not reported | March 26, 2026 |


## Changes in the filing (last 12 months)

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roaring Brook Holdings LLC (CRD 333337): Form ADV filing data as of October 2026.