# Roach Investment Services

> Roach Investment Services is a state-registered investment advisory firm in San Mateo, CA, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 134128
- Filed as: ROACH INVESTMENT SERVICES
- Legal name: Roach, Paul, Douglas
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Mateo, CA
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134128
- AdvisorCensus page: https://advisorcensus.com/firm/roach-investment-services-san-mateo-ca-134128

## Quick answers

**How is Roach Investment Services compensated?**
On its Form ADV (Item 5.E, October 2026), Roach Investment Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Roach Investment Services located?**
Roach Investment Services' principal office is in San Mateo, CA, according to its Form ADV.

**Is Roach Investment Services registered with the SEC or a state?**
Roach Investment Services is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 134128.

**How much does Roach Investment Services manage?**
Roach Investment Services reports $55,927,937 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary).

**What types of clients does Roach Investment Services serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (38); individuals (other than high net worth individuals) (21).

**Does Roach Investment Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134128

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $55,927,937
- Discretionary: $55,927,937
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $4,019,108 |
| High net worth individuals | 38 | $51,908,829 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- roachinvestments.com
- Facebook @ROACH-INVESTMENT-SERVICES-209923665750028
- LinkedIn @PAUL-ROACH-49687242

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Roach Investment Services (CRD 134128): Form ADV filing data as of October 2026.