# RMWC

> RMWC is an SEC-registered investment advisory firm in New York, NY, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 147359
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147359
- AdvisorCensus page: https://advisorcensus.com/firm/rmwc-new-york-ny-147359

## Quick answers

**How is RMWC compensated?**
On its Form ADV (Item 5.E, October 2026), RMWC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is RMWC located?**
RMWC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is RMWC registered with the SEC or a state?**
RMWC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 147359.

**How much does RMWC manage?**
RMWC reports $807,416,251 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**How have RMWC's assets and staff changed since 2021?**
In the Form ADV data for RMWC: Regulatory assets under management: $318,700,000 in the October 2021 data and $807,416,251 in the October 2026 data, up 153%. Total employees: 10 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RMWC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11).

**Does RMWC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147359

**What changed in RMWC's recent Form ADV filings?**
In the October 2026 filing data: No longer lists an office in San Francisco, CA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $807,416,251
- Discretionary: $807,416,251
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $807,416,251 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2010 (16 years)
- Employees: 13 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- rmwc.com
- LinkedIn @rmwchome

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $318,700,000 | 10 | March 31, 2021 |
| October 2022 | $434,797,000 | 11 | August 9, 2022 |
| October 2023 | $509,311,000 | 11 | April 14, 2023 |
| October 2024 | $519,000,000 | 11 | September 23, 2024 |
| October 2025 | $690,400,000 | 11 | July 25, 2025 |
| October 2026 | $807,416,251 | 13 | September 10, 2026 |

Regulatory assets under management: $318,700,000 in the October 2021 data and $807,416,251 in the October 2026 data, up 153%.
Total employees: 10 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- No longer lists an office in San Francisco, CA.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 6 to 8.
- Regulatory assets under management went from $690,400,000 to $807,416,251 (+17%).
- Registered or notice-filed in NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RMWC (CRD 147359): Form ADV filing data as of October 2026.