# RMG Advisors

> RMG Advisors is an SEC-registered investment advisory firm in Rockville, MD, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.

- CRD: 122366
- Filed as: RMG ADVISORS
- Legal name: Risk Management Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rockville, MD
- Filing period: October 2026
- Form ADV filing dated: May 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/122366
- AdvisorCensus page: https://advisorcensus.com/firm/rmg-advisors-rockville-md-122366

## Quick answers

**How is RMG Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), RMG Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does RMG Advisors charge?**
Its Form ADV Part 2A brochure dated March 28, 2026 states: Flat fee: $3,500 to $10,000 (stand-alone financial planning services); Hourly rate: $500 an hour (Divorce-related planning or mediation or other consulting work). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is RMG Advisors located?**
RMG Advisors' principal office is in Rockville, MD, according to its Form ADV.

**Is RMG Advisors registered with the SEC or a state?**
RMG Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 122366.

**How much does RMG Advisors manage?**
RMG Advisors reports $200,477,570 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary).

**How have RMG Advisors' assets and staff changed since 2025?**
In the Form ADV data for RMG Advisors: Regulatory assets under management: $137,204,855 in the October 2025 data and $200,477,570 in the October 2026 data, up 46%. Total employees: 5 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RMG Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (94).

**Which custodians does RMG Advisors use?**
RMG Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Private Trust Company as a custodian holding 10% or more of its separately managed account assets.

**Does RMG Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122366

**What changed in RMG Advisors' recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 28, 2026)

- Flat fee: $3,500 to $10,000 (stand-alone financial planning services)

> When we provide financial planning services on a stand-alone basis, we generally charge a flat fee... The fee is generally a range of $3,500 to $10,000

- Hourly rate: $500 an hour (Divorce-related planning or mediation or other consulting work)

> Divorce-related planning or mediation or other consulting work is charged hourly. Ms. Lapin charges $500 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- SEI Private Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $200,477,570
- Discretionary: $200,477,570
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $34,090,155 |
| High net worth individuals | 94 | $166,387,415 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, MD, NY, TN, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rmgadvisors.com
- thefedcorner.com
- Facebook @RMGADVISORS
- LinkedIn @RISK-MANAGEMENT-GROUP-LLC
- YouTube @THEFEDCORNER

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $137,204,855 | 5 | June 3, 2025 |
| October 2026 | $200,477,570 | 6 | May 13, 2026 |

Regulatory assets under management: $137,204,855 in the October 2025 data and $200,477,570 in the October 2026 data, up 46%.
Total employees: 5 in October 2025 and 6 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in WA.

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $137,204,855 to $200,477,570 (+46%).

### December 2025
- Registered or notice-filed in TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RMG Advisors (CRD 122366): Form ADV filing data as of October 2026.