# RMC Investment Advisors

> RMC Investment Advisors is an SEC-registered investment advisory firm in West Hartford, CT, registered since 1984, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 29, 2026.

- CRD: 104674
- Filed as: RMC INVESTMENT ADVISORS
- Legal name: Resources Management Corp
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: West Hartford, CT
- Filing period: October 2026
- Form ADV filing dated: April 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104674
- AdvisorCensus page: https://advisorcensus.com/firm/rmc-investment-advisors-west-hartford-ct-104674

## Quick answers

**How is RMC Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), RMC Investment Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is RMC Investment Advisors located?**
RMC Investment Advisors' principal office is in West Hartford, CT, according to its Form ADV.

**Is RMC Investment Advisors registered with the SEC or a state?**
RMC Investment Advisors is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 104674.

**How much does RMC Investment Advisors manage?**
RMC Investment Advisors reports $1,067,156,967 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (94% discretionary).

**How have RMC Investment Advisors' assets and staff changed since 2021?**
In the Form ADV data for RMC Investment Advisors: Regulatory assets under management: $863,893,975 in the October 2021 data and $1,067,156,967 in the October 2026 data, up 24%. Total employees: 14 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RMC Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (186); high net worth individuals (160); corporations or other businesses not listed above (26).

**Which custodians does RMC Investment Advisors use?**
RMC Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Distributors Company LLC and Fifth Third Bank as custodians holding 10% or more of its separately managed account assets.

**Does RMC Investment Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104674

**Does RMC Investment Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "RMC generally prefers a minimum dollar amount of assets under management of $500,000 per client relationship. This minimum may be waived at RMC's discretion."

**What changed in RMC Investment Advisors' recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> RMC generally prefers a minimum dollar amount of assets under management of $500,000 per client relationship. This minimum may be waived at RMC's discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC
- Fifth Third Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,067,156,967
- Discretionary: $998,858,101
- Non-discretionary: $68,298,866

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 186 | $68,237,624 |
| High net worth individuals | 160 | $794,413,442 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $7,233,402 |
| Charitable organizations | 7 | $41,536,350 |
| State or municipal government entities (including government pension plans) | 2 | $8,754,890 |
| Corporations or other businesses not listed above | 26 | $146,981,259 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1984 (42 years)
- Employees: 14 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, MA, NH, NJ, NY, RI, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [rmcinvestmentadvisors.com](https://rmcinvestmentadvisors.com)
- LinkedIn @rmc-investment-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $863,893,975 | 14 | March 19, 2021 |
| October 2022 | $1,000,603,820 | 14 | March 3, 2022 |
| October 2023 | $852,064,344 | 14 | April 21, 2023 |
| October 2024 | $950,766,145 | 14 | March 26, 2024 |
| October 2025 | $986,774,418 | 14 | March 20, 2025 |
| October 2026 | $1,067,156,967 | 14 | April 29, 2026 |

Regulatory assets under management: $863,893,975 in the October 2021 data and $1,067,156,967 in the October 2026 data, up 24%.
Total employees: 14 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RMC Investment Advisors (CRD 104674): Form ADV filing data as of October 2026.