# RLC Capital Management

> RLC Capital Management is a state-registered investment advisory firm, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 10, 2025.

- CRD: 152801
- Filed as: RLC CAPITAL MANAGEMENT
- Legal name: Richard Larsen Cullen
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 10, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/152801
- AdvisorCensus page: https://advisorcensus.com/firm/rlc-capital-management-152801

## Quick answers

**How is RLC Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), RLC Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is RLC Capital Management registered with the SEC or a state?**
RLC Capital Management is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 152801.

**How much does RLC Capital Management manage?**
RLC Capital Management reports $23,100,000 in regulatory assets under management in its Form ADV filing dated March 10, 2025 (100% discretionary).

**What types of clients does RLC Capital Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (20).

**Does RLC Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/152801

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $23,100,000
- Discretionary: $23,100,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 20 | $23,100,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rickcullen.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RLC Capital Management (CRD 152801): Form ADV filing data as of October 2026.