# RK Capital Management, LLC

> RK Capital Management, LLC is an SEC-registered investment advisory firm in Weston, FL, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 314175
- Filed as: RK CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Weston, FL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/314175
- AdvisorCensus page: https://advisorcensus.com/firm/rk-capital-management-llc-weston-fl-314175

## Quick answers

**How is RK Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), RK Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is RK Capital Management, LLC located?**
RK Capital Management, LLC's principal office is in Weston, FL, according to its Form ADV.

**Is RK Capital Management, LLC registered with the SEC or a state?**
RK Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 314175.

**How much does RK Capital Management, LLC manage?**
RK Capital Management, LLC reports $1,719,032,116 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have RK Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for RK Capital Management, LLC: Regulatory assets under management: $975,462,199 in the October 2024 data and $1,719,032,116 in the October 2026 data, up 76%. Total employees: 9 in October 2024 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RK Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does RK Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314175

**What changed in RK Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $4,712,895,640 to $1,719,032,116 (-64%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,719,032,116
- Discretionary: $1,719,032,116
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $1,719,032,116 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 9 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rkcapl.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | April 6, 2021 |
| October 2022 | Not reported | Not reported | March 4, 2022 |
| October 2023 | Not reported | Not reported | February 6, 2023 |
| October 2024 | $975,462,199 | 9 | July 26, 2024 |
| October 2025 | $4,712,895,640 | 9 | June 2, 2025 |
| October 2026 | $1,719,032,116 | 9 | March 30, 2026 |

Regulatory assets under management: $975,462,199 in the October 2024 data and $1,719,032,116 in the October 2026 data, up 76%.
Total employees: 9 in October 2024 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $4,712,895,640 to $1,719,032,116 (-64%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RK Capital Management, LLC (CRD 314175): Form ADV filing data as of October 2026.