{ "crd_number": 314175, "slug": "rk-capital-management-llc-weston-fl-314175", "primary_business_name": "RK CAPITAL MANAGEMENT, LLC", "legal_name": "RK CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Weston", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-05-23", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 1719032116.0, "raum_discretionary": 1719032116.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 9, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1719032116.0, "count": 3 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://rkcapl.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314175", "city_as_filed": "WESTON", "url": "https://advisorcensus.com/firm/rk-capital-management-llc-weston-fl-314175", "display_name": "RK Capital Management, LLC", "summary": "RK Capital Management, LLC is an SEC-registered investment advisory firm in Weston, FL, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. RK Capital Management, LLC (CRD 314175): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Other" ], "quick_answers": [ { "q": "How is RK Capital Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), RK Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees." }, { "q": "Where is RK Capital Management, LLC located?", "a": "RK Capital Management, LLC's principal office is in Weston, FL, according to its Form ADV." }, { "q": "Is RK Capital Management, LLC registered with the SEC or a state?", "a": "RK Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 314175." }, { "q": "How much does RK Capital Management, LLC manage?", "a": "RK Capital Management, LLC reports $1,719,032,116 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have RK Capital Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for RK Capital Management, LLC: Regulatory assets under management: $975,462,199 in the October 2024 data and $1,719,032,116 in the October 2026 data, up 76%. Total employees: 9 in October 2024 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does RK Capital Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does RK Capital Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314175" }, { "q": "What changed in RK Capital Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $4,712,895,640 to $1,719,032,116 (-64%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-04-06" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-03-04" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-02-06" }, { "period": "2024-10-01", "regulatory_assets_under_management": 975462199.0, "total_employees": 9, "filing_date": "2024-07-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4712895640.0, "total_employees": 9, "filing_date": "2025-06-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1719032116.0, "total_employees": 9, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $4,712,895,640 to $1,719,032,116 (-64%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/rk-capital-management-llc-weston-fl-314175.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 1719032116.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314175", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }