# RK Asset Management

> RK Asset Management is an SEC-registered investment advisory firm, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 121886
- Filed as: RK ASSET MANAGEMENT
- Legal name: RK Asset Management, LLC
- Also doing business as: RK ASSET MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121886
- AdvisorCensus page: https://advisorcensus.com/firm/rk-asset-management-121886

## Quick answers

**How is RK Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), RK Asset Management reports these compensation arrangements: a percentage of assets under its management.

**Is RK Asset Management registered with the SEC or a state?**
RK Asset Management is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 121886.

**How much does RK Asset Management manage?**
RK Asset Management reports $107,024,370 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (100% discretionary).

**How have RK Asset Management's assets and staff changed since 2021?**
In the Form ADV data for RK Asset Management: Regulatory assets under management: $95,067,239 in the October 2021 data and $107,024,370 in the October 2026 data, up 13%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RK Asset Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (32); individuals (other than high net worth individuals) (25); other investment advisers (24).

**Which custodians does RK Asset Management use?**
RK Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wells Fargo Advisors Financial Network, LLC as custodians holding 10% or more of its separately managed account assets.

**Does RK Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121886

**Does RK Asset Management state an account minimum?**
Its Form ADV Part 2A brochure dated January 22, 2026 says: "In general, we require a minimum of $100,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in RK Asset Management's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $123,460,103 to $107,024,370 (-13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 22, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $100,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wells Fargo Advisors Financial Network, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $107,024,370
- Discretionary: $107,024,370
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $4,875,565 |
| High net worth individuals | 32 | $61,605,673 |
| Other investment advisers | 24 | $40,543,132 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rkam.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $95,067,239 | 1 | January 19, 2021 |
| October 2022 | $115,154,371 | 1 | January 14, 2022 |
| October 2023 | $105,639,785 | 1 | September 18, 2023 |
| October 2024 | $121,784,155 | 1 | January 11, 2024 |
| October 2025 | $123,460,103 | 1 | January 14, 2025 |
| October 2026 | $107,024,370 | 1 | January 22, 2026 |

Regulatory assets under management: $95,067,239 in the October 2021 data and $107,024,370 in the October 2026 data, up 13%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $123,460,103 to $107,024,370 (-13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RK Asset Management (CRD 121886): Form ADV filing data as of October 2026.