# RJJ Pasadena Securities, Inc. > RJJ Pasadena Securities, Inc. is an SEC-registered investment advisory firm in Henderson, NV, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026. - CRD: 8425 - Filed as: RJJ PASADENA SECURITIES, INC. - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Henderson, NV - Filing period: October 2026 - Form ADV filing dated: September 29, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/8425 - AdvisorCensus page: https://advisorcensus.com/firm/rjj-pasadena-securities-inc-henderson-nv-8425 ## Quick answers **How is RJJ Pasadena Securities, Inc. compensated?** On its Form ADV (Item 5.E, October 2026), RJJ Pasadena Securities, Inc. reports these compensation arrangements: a percentage of assets under its management. **Where is RJJ Pasadena Securities, Inc. located?** RJJ Pasadena Securities, Inc.'s principal office is in Henderson, NV, according to its Form ADV. **Is RJJ Pasadena Securities, Inc. registered with the SEC or a state?** RJJ Pasadena Securities, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 8425. **How much does RJJ Pasadena Securities, Inc. manage?** RJJ Pasadena Securities, Inc. reports $115,223,002 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary). **What types of clients does RJJ Pasadena Securities, Inc. serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (104); high net worth individuals (61); pension and profit sharing plans (but not the plan participants or government pension plans) (2). **Which custodians does RJJ Pasadena Securities, Inc. use?** RJJ Pasadena Securities, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does RJJ Pasadena Securities, Inc. report any disciplinary disclosures?** Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/8425 **Does RJJ Pasadena Securities, Inc. state an account minimum?** Its Form ADV Part 2A brochure dated June 12, 2026 says: "In general, we require a minimum of $100,000 to open and maintain an advisory account." **What changed in RJJ Pasadena Securities, Inc.'s recent Form ADV filings?** In the May 2026 filing data: Newly registered with the SEC. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated June 12, 2026) - Account minimum: $100,000 > In general, we require a minimum of $100,000 to open and maintain an advisory account. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $115,223,002 - Discretionary: $115,223,002 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 104 | $26,824,237 | | High net worth individuals | 61 | $86,034,918 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $440,016 | | Charitable organizations | 1 | $261,192 | | Corporations or other businesses not listed above | 2 | $1,662,639 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Pension consulting services ### Firm details - Registered since: 2026 (0 years) - Employees: 2 total, 2 performing advisory functions - Wrap fee program participation: Yes - States registered or notice-filed: CA, NV, TX - Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/8425 ## Changes in the filing (last 12 months) ### May 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RJJ Pasadena Securities, Inc. (CRD 8425): Form ADV filing data as of October 2026.