# RJ Aubrey Investments Corp.

> RJ Aubrey Investments Corp. is a state-registered investment advisory firm, registered since 2005, reporting under $25 million in regulatory assets under management in its Form ADV filing dated November 30, 2018.

- CRD: 134690
- Filed as: RJ AUBREY INVESTMENTS CORP.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Illinois
- Filing period: October 2026
- Form ADV filing dated: November 30, 2018
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134690
- AdvisorCensus page: https://advisorcensus.com/firm/rj-aubrey-investments-corp-134690

## Quick answers

**How is RJ Aubrey Investments Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), RJ Aubrey Investments Corp. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is RJ Aubrey Investments Corp. registered with the SEC or a state?**
RJ Aubrey Investments Corp. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 134690.

**How much does RJ Aubrey Investments Corp. manage?**
RJ Aubrey Investments Corp. reports $7,841,000 in regulatory assets under management in its Form ADV filing dated November 30, 2018 (100% discretionary).

**What types of clients does RJ Aubrey Investments Corp. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (7); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does RJ Aubrey Investments Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134690

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $7,841,000
- Discretionary: $7,841,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $4,310,324 |
| High net worth individuals | 7 | $1,769,372 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,761,304 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2005 (21 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RJ Aubrey Investments Corp. (CRD 134690): Form ADV filing data as of October 2026.