# Riverwest Investment Management, LLC

> Riverwest Investment Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 339697
- Filed as: RIVERWEST INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339697
- AdvisorCensus page: https://advisorcensus.com/firm/riverwest-investment-management-llc-new-york-ny-339697

## Quick answers

**How is Riverwest Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Riverwest Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Riverwest Investment Management, LLC located?**
Riverwest Investment Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Riverwest Investment Management, LLC registered with the SEC or a state?**
Riverwest Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339697.

**How much does Riverwest Investment Management, LLC manage?**
Riverwest Investment Management, LLC reports $254,102,933 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (0% discretionary).

**What types of clients does Riverwest Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (1).

**Which custodians does Riverwest Investment Management, LLC use?**
Riverwest Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC and JPMorgan Chase & Co. as custodians holding 10% or more of its separately managed account assets.

**Does Riverwest Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339697

**What changed in Riverwest Investment Management, LLC's recent Form ADV filings?**
In the February 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs & Co. LLC
- JPMorgan Chase & Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $254,102,933
- Discretionary: $0
- Non-discretionary: $254,102,933

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Corporations or other businesses not listed above | 1 | $254,102,933 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riverwestnyc.com

## Changes in the filing (last 12 months)

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Riverwest Investment Management, LLC (CRD 339697): Form ADV filing data as of October 2026.