# Riverview Research, LLC

> Riverview Research, LLC is an SEC-registered investment advisory firm in Independence, OH, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 162318
- Filed as: RIVERVIEW RESEARCH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Independence, OH
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162318
- AdvisorCensus page: https://advisorcensus.com/firm/riverview-research-llc-independence-oh-162318

## Quick answers

**How is Riverview Research, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Riverview Research, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Riverview Research, LLC located?**
Riverview Research, LLC's principal office is in Independence, OH, according to its Form ADV.

**Is Riverview Research, LLC registered with the SEC or a state?**
Riverview Research, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 162318.

**How much does Riverview Research, LLC manage?**
Riverview Research, LLC reports $990,832,813 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (91% discretionary).

**How have Riverview Research, LLC's assets and staff changed since 2021?**
In the Form ADV data for Riverview Research, LLC: Regulatory assets under management: $706,916,222 in the October 2021 data and $990,832,813 in the October 2026 data, up 40%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Riverview Research, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (28); charitable organizations (6).

**Which custodians does Riverview Research, LLC use?**
Riverview Research, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Raymond James Financial Services, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Riverview Research, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162318

**Does Riverview Research, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 6, 2026 says: "Riverview Research ’s minimum Client relationship size is generally $5,000,000, but this amount may be reduced at the sole discretion of the Advisor."

**What changed in Riverview Research, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $866,173,835 to $990,832,813 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> Riverview Research ’s minimum Client relationship size is generally $5,000,000, but this amount may be reduced at the sole discretion of the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Raymond James Financial Services, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $990,832,813
- Discretionary: $898,334,995
- Non-discretionary: $92,497,818

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 28 | $288,150,173 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $123,847,465 |
| Charitable organizations | 6 | $16,071,354 |
| Corporations or other businesses not listed above | Fewer than 5 | $562,763,821 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2013 (12 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riverviewresearch.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $706,916,222 | 3 | March 28, 2021 |
| October 2022 | $786,320,305 | 3 | May 23, 2022 |
| October 2023 | $793,612,492 | 3 | March 15, 2023 |
| October 2024 | $848,833,806 | 3 | March 26, 2024 |
| October 2025 | $866,173,835 | 3 | March 21, 2025 |
| October 2026 | $990,832,813 | 3 | March 6, 2026 |

Regulatory assets under management: $706,916,222 in the October 2021 data and $990,832,813 in the October 2026 data, up 40%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $866,173,835 to $990,832,813 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Riverview Research, LLC (CRD 162318): Form ADV filing data as of October 2026.