# Rivertree Wealth

> Rivertree Wealth is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.

- CRD: 329595
- Filed as: RIVERTREE WEALTH
- Legal name: Rivertree Wealth LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Little Rock, AR
- Filing period: October 2026
- Form ADV filing dated: September 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329595
- AdvisorCensus page: https://advisorcensus.com/firm/rivertree-wealth-little-rock-ar-329595

## Quick answers

**How is Rivertree Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Rivertree Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Rivertree Wealth charge?**
Its Form ADV Part 2A brochure dated February 19, 2026 states: Hourly rate: $250 an hour (financial planning services); Flat fee: $2,500 to $12,000 (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rivertree Wealth located?**
Rivertree Wealth's principal office is in Little Rock, AR, according to its Form ADV.

**Is Rivertree Wealth registered with the SEC or a state?**
Rivertree Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 329595.

**How much does Rivertree Wealth manage?**
Rivertree Wealth reports $143,107,874 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (100% discretionary).

**What types of clients does Rivertree Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (56).

**Which custodians does Rivertree Wealth use?**
Rivertree Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Rivertree Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329595

**Does Rivertree Wealth state an account minimum?**
Its Form ADV Part 2A brochure dated February 19, 2026 says: "RW generally provides its services to individuals and high-net-worth individuals. RW does not require a minimum account value to open or maintain an account."

**What changed in Rivertree Wealth's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 3 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Account minimum: None

> RW generally provides its services to individuals and high-net-worth individuals. RW does not require a minimum account value to open or maintain an account.

- Hourly rate: $250 an hour (financial planning services)

> financial planning services on an hourly basis at $250 per hour (up to a maximum of 40 hours per engagement)

- Flat fee: $2,500 to $12,000 (financial planning)

> on a fixed fee basis ranging between $2,500 and $12,000 per engagement

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $143,107,874
- Discretionary: $143,107,874
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $48,818,347 |
| High net worth individuals | 56 | $94,289,527 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, FL, GA, IL, LA, MD, NC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rivertreewealth.com
- Facebook @rivertreewm
- Instagram @rivertreewealth
- LinkedIn @rivertreewealth
- LinkedIn @jacobduke
- YouTube @RetirementAnswers

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 3 to 4.

### July 2026
- Registered or notice-filed in IL.

### June 2026
- Registered or notice-filed in VA.

### April 2026
- Employees performing advisory functions went from 2 to 3.

### March 2026
- Regulatory assets under management went from $108,559,260 to $143,107,874 (+32%).
- Registered or notice-filed in CO, MD.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rivertree Wealth (CRD 329595): Form ADV filing data as of October 2026.