# Rivertree Advisors, LLC

> Rivertree Advisors, LLC is an SEC-registered investment advisory firm in Winter Park, FL, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 168065
- Filed as: RIVERTREE ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Winter Park, FL
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168065
- AdvisorCensus page: https://advisorcensus.com/firm/rivertree-advisors-llc-winter-park-fl-168065

## Quick answers

**How is Rivertree Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rivertree Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Rivertree Advisors, LLC located?**
Rivertree Advisors, LLC's principal office is in Winter Park, FL, according to its Form ADV.

**Is Rivertree Advisors, LLC registered with the SEC or a state?**
Rivertree Advisors, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168065.

**How much does Rivertree Advisors, LLC manage?**
Rivertree Advisors, LLC reports $184,433,508 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Rivertree Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rivertree Advisors, LLC: Regulatory assets under management: $161,620,009 in the October 2021 data and $184,433,508 in the October 2026 data, up 14%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rivertree Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (80); high net worth individuals (23).

**Which custodians does Rivertree Advisors, LLC use?**
Rivertree Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Rivertree Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168065

**Does Rivertree Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "RiverTree does not impose a stated minimum fee or minimum portfolio value for opening or maintaining an investment management relationship."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: None

> RiverTree does not impose a stated minimum fee or minimum portfolio value for opening or maintaining an investment management relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $184,433,508
- Discretionary: $183,796,705
- Non-discretionary: $636,803

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 80 | $30,597,334 |
| High net worth individuals | 23 | $153,836,174 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rivertree.co
- LinkedIn @16187425

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $161,620,009 | 3 | March 26, 2021 |
| October 2022 | $175,359,915 | 3 | March 11, 2022 |
| October 2023 | $162,354,658 | 3 | March 15, 2023 |
| October 2024 | $168,664,449 | 3 | August 20, 2024 |
| October 2025 | $177,409,823 | 3 | March 14, 2025 |
| October 2026 | $184,433,508 | 3 | March 24, 2026 |

Regulatory assets under management: $161,620,009 in the October 2021 data and $184,433,508 in the October 2026 data, up 14%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rivertree Advisors, LLC (CRD 168065): Form ADV filing data as of October 2026.