# Riverstone Asset Management, LLC

> Riverstone Asset Management, LLC is an SEC-registered investment advisory firm in Louisville, KY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 161087
- Filed as: RIVERSTONE ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Louisville, KY
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161087
- AdvisorCensus page: https://advisorcensus.com/firm/riverstone-asset-management-llc-louisville-ky-161087

## Quick answers

**How is Riverstone Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Riverstone Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Riverstone Asset Management, LLC located?**
Riverstone Asset Management, LLC's principal office is in Louisville, KY, according to its Form ADV.

**Is Riverstone Asset Management, LLC registered with the SEC or a state?**
Riverstone Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 161087.

**How much does Riverstone Asset Management, LLC manage?**
Riverstone Asset Management, LLC reports $103,037,541 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary).

**What types of clients does Riverstone Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11); individuals (other than high net worth individuals) (7).

**Which custodians does Riverstone Asset Management, LLC use?**
Riverstone Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Riverstone Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161087

**What changed in Riverstone Asset Management, LLC's recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $103,037,541
- Discretionary: $103,037,541
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $5,664,998 |
| High net worth individuals | 11 | $82,148,853 |
| Corporations or other businesses not listed above | Fewer than 5 | $15,223,690 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY, LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Riverstone Asset Management, LLC (CRD 161087): Form ADV filing data as of October 2026.