# Riverpoint Wealth Management

> Riverpoint Wealth Management is an SEC-registered investment advisory firm in Chicago, IL, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 168346
- Filed as: RIVERPOINT WEALTH MANAGEMENT
- Legal name: Riverpoint Wealth Management Holdings, LLC
- Also doing business as: RIVERPOINT WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168346
- AdvisorCensus page: https://advisorcensus.com/firm/riverpoint-wealth-management-chicago-il-168346

## Quick answers

**How is Riverpoint Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Riverpoint Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Riverpoint Wealth Management located?**
Riverpoint Wealth Management's principal office is in Chicago, IL, according to its Form ADV.

**Is Riverpoint Wealth Management registered with the SEC or a state?**
Riverpoint Wealth Management is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168346.

**How much does Riverpoint Wealth Management manage?**
Riverpoint Wealth Management reports $906,237,138 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Riverpoint Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Riverpoint Wealth Management: Regulatory assets under management: $642,934,937 in the October 2021 data and $906,237,138 in the October 2026 data, up 41%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Riverpoint Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (150); individuals (other than high net worth individuals) (66).

**Which custodians does Riverpoint Wealth Management use?**
Riverpoint Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Riverpoint Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168346

**Does Riverpoint Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "Riverpoint requires a minimum account of $250,000 for investment advisory clients, although this may be negotiable under certain circumstances."

**What changed in Riverpoint Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $747,803,093 to $906,237,138 (+21%). Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Riverpoint requires a minimum account of $250,000 for investment advisory clients, although this may be negotiable under certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $906,237,138
- Discretionary: $906,237,138
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 66 | $15,220,258 |
| High net worth individuals | 150 | $891,016,880 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CO, FL, IL, MI, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riverpointwealth.com
- LinkedIn @riverpoint-wealth-management
- LinkedIn @noah-shidlofsky
- LinkedIn @paul-merrick-6028b11
- LinkedIn @timothypmcgrath

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $642,934,937 | 7 | September 1, 2021 |
| October 2022 | $605,365,885 | 4 | March 24, 2022 |
| October 2023 | $547,003,145 | 4 | March 21, 2023 |
| October 2024 | $643,249,551 | 4 | January 25, 2024 |
| October 2025 | $747,803,093 | 4 | July 22, 2025 |
| October 2026 | $906,237,138 | 6 | March 27, 2026 |

Regulatory assets under management: $642,934,937 in the October 2021 data and $906,237,138 in the October 2026 data, up 41%.
Total employees: 7 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $747,803,093 to $906,237,138 (+21%).
- Registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Riverpoint Wealth Management (CRD 168346): Form ADV filing data as of October 2026.