{
  "crd_number": 168346,
  "slug": "riverpoint-wealth-management-chicago-il-168346",
  "primary_business_name": "RIVERPOINT WEALTH MANAGEMENT",
  "legal_name": "RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC",
  "dbas": [
    "RIVERPOINT WEALTH MANAGEMENT"
  ],
  "city": "Chicago",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-09-10",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 906237138.0,
  "raum_discretionary": 906237138.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 15220258.0,
      "count": 66
    },
    "high_net_worth_individuals": {
      "raum": 891016880.0,
      "count": 150
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "IL",
    "MI",
    "TX",
    "WI"
  ],
  "websites": [
    "https://linkedin.com/company/riverpoint-wealth-management",
    "https://linkedin.com/in/noah-shidlofsky",
    "https://linkedin.com/in/paul-merrick-6028b11",
    "https://linkedin.com/in/timothypmcgrath",
    "https://riverpointwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168346",
  "city_as_filed": "CHICAGO",
  "url": "https://advisorcensus.com/firm/riverpoint-wealth-management-chicago-il-168346",
  "display_name": "Riverpoint Wealth Management",
  "summary": "Riverpoint Wealth Management is an SEC-registered investment advisory firm in Chicago, IL, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Riverpoint Wealth Management (CRD 168346): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Riverpoint Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Riverpoint Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Riverpoint Wealth Management located?",
      "a": "Riverpoint Wealth Management's principal office is in Chicago, IL, according to its Form ADV."
    },
    {
      "q": "Is Riverpoint Wealth Management registered with the SEC or a state?",
      "a": "Riverpoint Wealth Management is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168346."
    },
    {
      "q": "How much does Riverpoint Wealth Management manage?",
      "a": "Riverpoint Wealth Management reports $906,237,138 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Riverpoint Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Riverpoint Wealth Management: Regulatory assets under management: $642,934,937 in the October 2021 data and $906,237,138 in the October 2026 data, up 41%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Riverpoint Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (150); individuals (other than high net worth individuals) (66)."
    },
    {
      "q": "Which custodians does Riverpoint Wealth Management use?",
      "a": "Riverpoint Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Riverpoint Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168346"
    },
    {
      "q": "Does Riverpoint Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"Riverpoint requires a minimum account of $250,000 for investment advisory clients, although this may be negotiable under certain circumstances.\""
    },
    {
      "q": "What changed in Riverpoint Wealth Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $747,803,093 to $906,237,138 (+21%). Registered or notice-filed in CO."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 642934937.0,
      "total_employees": 7,
      "filing_date": "2021-09-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 605365885.0,
      "total_employees": 4,
      "filing_date": "2022-03-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 547003145.0,
      "total_employees": 4,
      "filing_date": "2023-03-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 643249551.0,
      "total_employees": 4,
      "filing_date": "2024-01-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 747803093.0,
      "total_employees": 4,
      "filing_date": "2025-07-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 906237138.0,
      "total_employees": 6,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4.",
        "Regulatory assets under management went from $747,803,093 to $906,237,138 (+21%).",
        "Registered or notice-filed in CO."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Riverpoint requires a minimum account of $250,000 for investment advisory clients, although this may be negotiable under certain circumstances."
        ]
      }
    ],
    "quotes": [
      "Riverpoint requires a minimum account of $250,000 for investment advisory clients, although this may be negotiable under certain circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/riverpoint-wealth-management-chicago-il-168346.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 66,
      "fewer_than_5": false,
      "raum": 15220258.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 150,
      "fewer_than_5": false,
      "raum": 891016880.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168346",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}