# Riverplace Capital Management Inc

> Riverplace Capital Management Inc is an SEC-registered investment advisory firm in Jacksonville, FL, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 109079
- Filed as: RIVERPLACE CAPITAL MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jacksonville, FL
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109079
- AdvisorCensus page: https://advisorcensus.com/firm/riverplace-capital-management-inc-jacksonville-fl-109079

## Quick answers

**How is Riverplace Capital Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Riverplace Capital Management Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Riverplace Capital Management Inc located?**
Riverplace Capital Management Inc's principal office is in Jacksonville, FL, according to its Form ADV.

**Is Riverplace Capital Management Inc registered with the SEC or a state?**
Riverplace Capital Management Inc is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 109079.

**How much does Riverplace Capital Management Inc manage?**
Riverplace Capital Management Inc reports $267,357,835 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (100% discretionary).

**How have Riverplace Capital Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Riverplace Capital Management Inc: Regulatory assets under management: $163,863,446 in the October 2021 data and $267,357,835 in the October 2026 data, up 63%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Riverplace Capital Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (109); high net worth individuals (48); corporations or other businesses not listed above (8).

**Which custodians does Riverplace Capital Management Inc use?**
Riverplace Capital Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Riverplace Capital Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109079

**What changed in Riverplace Capital Management Inc's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 5 to 3. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $267,357,835
- Discretionary: $267,357,835
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 109 | $49,838,352 |
| High net worth individuals | 48 | $182,945,228 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $4,888,101 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $11,929,596 |
| Other investment advisers | 0 | $0 |
| Insurance companies | Fewer than 5 | $15,685 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 8 | $17,740,873 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- riverplacecapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $163,863,446 | 6 | March 4, 2021 |
| October 2022 | $200,986,846 | 7 | March 22, 2022 |
| October 2023 | $180,877,075 | 7 | March 28, 2023 |
| October 2024 | $212,526,433 | 7 | March 27, 2024 |
| October 2025 | $236,289,750 | 7 | March 28, 2025 |
| October 2026 | $267,357,835 | 4 | July 31, 2026 |

Regulatory assets under management: $163,863,446 in the October 2021 data and $267,357,835 in the October 2026 data, up 63%.
Total employees: 6 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 5 to 3.
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Employees performing advisory functions went from 4 to 5.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $236,289,750 to $267,357,835 (+13%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Riverplace Capital Management Inc (CRD 109079): Form ADV filing data as of October 2026.