# Riverpath Investments LLC

> Riverpath Investments LLC is an SEC-registered investment advisory firm in Folsom, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 21, 2026.

- CRD: 226671
- Filed as: RIVERPATH INVESTMENTS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Folsom, CA
- Filing period: October 2026
- Form ADV filing dated: January 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/226671
- AdvisorCensus page: https://advisorcensus.com/firm/riverpath-investments-llc-folsom-ca-226671

## Quick answers

**How is Riverpath Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Riverpath Investments LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Riverpath Investments LLC located?**
Riverpath Investments LLC's principal office is in Folsom, CA, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Riverpath Investments LLC registered with the SEC or a state?**
Riverpath Investments LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 226671.

**How much does Riverpath Investments LLC manage?**
Riverpath Investments LLC reports $362,919,669 in regulatory assets under management in its Form ADV filing dated January 21, 2026 (2% discretionary).

**How have Riverpath Investments LLC's assets and staff changed since 2021?**
In the Form ADV data for Riverpath Investments LLC: Regulatory assets under management: $204,100,000 in the October 2021 data and $362,919,669 in the October 2026 data, up 78%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Riverpath Investments LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (115); high net worth individuals (71); pension and profit sharing plans (but not the plan participants or government pension plans) (42).

**Which custodians does Riverpath Investments LLC use?**
Riverpath Investments LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and John Hancock Distributors LLC as custodians holding 10% or more of its separately managed account assets.

**Does Riverpath Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/226671

**What changed in Riverpath Investments LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $310,573,686 to $362,919,669 (+17%). Changed its office addresses in Sacramento, CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- John Hancock Distributors LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $362,919,669
- Discretionary: $6,619,638
- Non-discretionary: $356,300,031

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 115 | $43,540,675 |
| High net worth individuals | 71 | $175,878,342 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 42 | $136,382,536 |
| Corporations or other businesses not listed above | 4 | $7,118,116 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2019 (6 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Sacramento, CA

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @brayden-cleland-cfp
- LinkedIn @brayden-cleland-cfp®-783718a3
- LinkedIn @tim-brockway-6b51175

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $204,100,000 | 2 | January 8, 2021 |
| October 2022 | $250,592,600 | 2 | April 29, 2022 |
| October 2023 | $221,215,916 | 4 | January 17, 2023 |
| October 2024 | $255,357,194 | 4 | August 8, 2024 |
| October 2025 | $310,573,686 | 5 | January 27, 2025 |
| October 2026 | $362,919,669 | 5 | January 21, 2026 |

Regulatory assets under management: $204,100,000 in the October 2021 data and $362,919,669 in the October 2026 data, up 78%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $310,573,686 to $362,919,669 (+17%).
- Changed its office addresses in Sacramento, CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Riverpath Investments LLC (CRD 226671): Form ADV filing data as of October 2026.