# RIVER1 Asset Management LLC

> RIVER1 Asset Management LLC is an SEC-registered investment advisory firm in Milwaukee, WI, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 329230
- Filed as: RIVER1 ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Milwaukee, WI
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329230
- AdvisorCensus page: https://advisorcensus.com/firm/river1-asset-management-llc-milwaukee-wi-329230

## Quick answers

**How is RIVER1 Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), RIVER1 Asset Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is RIVER1 Asset Management LLC located?**
RIVER1 Asset Management LLC's principal office is in Milwaukee, WI, according to its Form ADV.

**Is RIVER1 Asset Management LLC registered with the SEC or a state?**
RIVER1 Asset Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329230.

**How much does RIVER1 Asset Management LLC manage?**
RIVER1 Asset Management LLC reports $107,816,345 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).

**How have RIVER1 Asset Management LLC's assets and staff changed since 2024?**
In the Form ADV data for RIVER1 Asset Management LLC: Regulatory assets under management: $21,112,345 in the October 2024 data and $107,816,345 in the October 2026 data, up 411%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RIVER1 Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does RIVER1 Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329230

**What changed in RIVER1 Asset Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $60,746,010 to $107,816,345 (+77%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $107,816,345
- Discretionary: $107,816,345
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $107,816,345 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- river1.us
- LinkedIn @river1-asset-management
- TikTok @river1am
- X @River1AM
- YouTube @river1assetmanagement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $21,112,345 | 5 | September 17, 2024 |
| October 2025 | $60,746,010 | 5 | February 10, 2025 |
| October 2026 | $107,816,345 | 5 | February 26, 2026 |

Regulatory assets under management: $21,112,345 in the October 2024 data and $107,816,345 in the October 2026 data, up 411%.
Total employees: 5 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $60,746,010 to $107,816,345 (+77%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RIVER1 Asset Management LLC (CRD 329230): Form ADV filing data as of October 2026.