{
  "crd_number": 342580,
  "slug": "river-rose-financial-llc-basalt-co-342580",
  "primary_business_name": "RIVER ROSE FINANCIAL LLC",
  "legal_name": "RIVER ROSE FINANCIAL LLC",
  "dbas": [],
  "city": "Basalt",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "40090",
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2026-07-02",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-01",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO"
  ],
  "websites": [
    "https://linkedin.com/company/river-rose-financial",
    "https://riverrosefinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342580",
  "city_as_filed": "BASALT",
  "url": "https://advisorcensus.com/firm/river-rose-financial-llc-basalt-co-342580",
  "display_name": "River Rose Financial LLC",
  "summary": "River Rose Financial LLC is a state-registered investment advisory firm in Basalt, CO, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.",
  "citation": "AdvisorCensus. River Rose Financial LLC (CRD 342580): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Publication of periodicals or newsletters",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is River Rose Financial LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), River Rose Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is River Rose Financial LLC located?",
      "a": "River Rose Financial LLC's principal office is in Basalt, CO, according to its Form ADV."
    },
    {
      "q": "Is River Rose Financial LLC registered with the SEC or a state?",
      "a": "River Rose Financial LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 342580."
    },
    {
      "q": "How much does River Rose Financial LLC manage?",
      "a": "River Rose Financial LLC reports $0 in regulatory assets under management in its Form ADV filing dated July 1, 2026."
    },
    {
      "q": "Does River Rose Financial LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/342580"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/river-rose-financial-llc-basalt-co-342580.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342580",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}