# River Associates Investments, L.P.

> River Associates Investments, L.P. is an SEC-registered investment advisory firm in Chattanooga, TN, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 295692
- Filed as: RIVER ASSOCIATES INVESTMENTS, L.P.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chattanooga, TN
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/295692
- AdvisorCensus page: https://advisorcensus.com/firm/river-associates-investments-l-p-chattanooga-tn-295692

## Quick answers

**How is River Associates Investments, L.P. compensated?**
On its Form ADV (Item 5.E, October 2026), River Associates Investments, L.P. reports these compensation arrangements: performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is River Associates Investments, L.P. located?**
River Associates Investments, L.P.'s principal office is in Chattanooga, TN, according to its Form ADV.

**Is River Associates Investments, L.P. registered with the SEC or a state?**
River Associates Investments, L.P. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 295692.

**How much does River Associates Investments, L.P. manage?**
River Associates Investments, L.P. reports $815,481,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does River Associates Investments, L.P. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does River Associates Investments, L.P. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/295692

**What changed in River Associates Investments, L.P.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 11 to 13.

## From the Form ADV filing

### Compensation (Item 5.E)
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $815,481,000
- Discretionary: $815,481,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $815,481,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 18 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [riverassociates.com](https://riverassociates.com)
- Facebook @RIVER-ASSOCIATES-1964275630519546
- LinkedIn @RIVER-ASSOCIATES

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 11 to 13.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. River Associates Investments, L.P. (CRD 295692): Form ADV filing data as of October 2026.