{
  "crd_number": 295692,
  "slug": "river-associates-investments-l-p-chattanooga-tn-295692",
  "primary_business_name": "RIVER ASSOCIATES INVESTMENTS, L.P.",
  "legal_name": "RIVER ASSOCIATES INVESTMENTS, L.P.",
  "dbas": [],
  "city": "Chattanooga",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "16860",
  "metro": {
    "cbsa_code": "16860",
    "common_name": "Chattanooga",
    "msa_name": "Chattanooga, TN-GA",
    "path": "/advisors/tn/chattanooga"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-08-12",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 815481000.0,
  "raum_discretionary": 815481000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 18,
  "advisory_employees": 13,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 815481000.0,
      "count": 2
    }
  },
  "compensation_types": [
    "other",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TN"
  ],
  "websites": [
    "https://facebook.com/RIVER-ASSOCIATES-1964275630519546",
    "https://linkedin.com/COMPANY/RIVER-ASSOCIATES",
    "https://riverassociates.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/295692",
  "city_as_filed": "CHATTANOOGA",
  "url": "https://advisorcensus.com/firm/river-associates-investments-l-p-chattanooga-tn-295692",
  "display_name": "River Associates Investments, L.P.",
  "summary": "River Associates Investments, L.P. is an SEC-registered investment advisory firm in Chattanooga, TN, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. River Associates Investments, L.P. (CRD 295692): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is River Associates Investments, L.P. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), River Associates Investments, L.P. reports these compensation arrangements: performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is River Associates Investments, L.P. located?",
      "a": "River Associates Investments, L.P.'s principal office is in Chattanooga, TN, according to its Form ADV."
    },
    {
      "q": "Is River Associates Investments, L.P. registered with the SEC or a state?",
      "a": "River Associates Investments, L.P. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 295692."
    },
    {
      "q": "How much does River Associates Investments, L.P. manage?",
      "a": "River Associates Investments, L.P. reports $815,481,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does River Associates Investments, L.P. serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2)."
    },
    {
      "q": "Does River Associates Investments, L.P. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/295692"
    },
    {
      "q": "What changed in River Associates Investments, L.P.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 11 to 13."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 11 to 13."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/river-associates-investments-l-p-chattanooga-tn-295692.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 815481000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/295692",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}