{ "crd_number": 168652, "slug": "ritholtz-wealth-management-new-york-ny-168652", "primary_business_name": "RITHOLTZ WEALTH MANAGEMENT", "legal_name": "RITHOLTZ WEALTH MANAGEMENT", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-09-16", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-08-10", "carried_forward": false, "raum_total": 9423491497.0, "raum_discretionary": 8512183931.0, "raum_non_discretionary": 911307566.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 83, "advisory_employees": 48, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 73208005.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 779220109.0, "count": 2694 }, "pension_profit_sharing": { "raum": 413754761.0, "count": 82 }, "high_net_worth_individuals": { "raum": 8123009279.0, "count": 1445 }, "corporations_other_businesses": { "raum": 34299343.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "other", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://abnormalreturns.com", "https://awealthofcommonsense.com", "https://blairbellecurve.com", "https://cms.megaphone.fm/channel/TCP4771071679", "https://cms.megaphone.fm/channel/TCP6464651487", "https://cms.megaphone.fm/channel/askthecompound", "https://downtownjoshbrown.com", "https://facebook.com/animalspiritspodcast", "https://facebook.com/groups/255116069123132", "https://facebook.com/people/Realmartica-Inc/100054373622671", "https://facebook.com/teachablemomenttony", "https://instagram.com/animalspiritspod", "https://instagram.com/ritholtzwealth?hl=en", "https://instagram.com/teachermoneymatters", "https://instagram.com/thecompoundnews", "https://krisvenne.tumblr.com", "https://liftoffinvest.com", "https://linkedin.com/company/ritholtz-wealth-management", "https://linkedin.com/company/the-compound-media", "https://ofdollarsanddata.com", "https://optimisticallie.com", "https://realsmartica.com", "https://ritholtz.com", "https://ritholtzwealth.com", "https://stocktwits.com/abnormalreturns", "https://thecertifiableplanner.com", "https://thecompoundnews.com", "https://theirrelevantinvestor.com", "https://thereformedbroker.com", "https://tiktok.com/@thecompoundnews", "https://tonyisola.com", "https://twitter.com/RITHOLTZWEALTH", "https://wealthfoundme.com", "https://x.com/TheCompoundNews", "https://youtube.com/@TheCompoundNews", "https://youtube.com/@talkingwealthpod", "https://youtube.com/channel/UCJ5REtt0UQpkD3yL5L1sMiQ" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168652", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/ritholtz-wealth-management-new-york-ny-168652", "display_name": "Ritholtz Wealth Management", "summary": "Ritholtz Wealth Management is an SEC-registered investment advisory firm in New York, NY, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 10, 2026.", "citation": "AdvisorCensus. Ritholtz Wealth Management (CRD 168652): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is Ritholtz Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Ritholtz Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Ritholtz Wealth Management located?", "a": "Ritholtz Wealth Management's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 14 other offices (Schedule D, Section 1.F)." }, { "q": "Is Ritholtz Wealth Management registered with the SEC or a state?", "a": "Ritholtz Wealth Management is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168652." }, { "q": "How much does Ritholtz Wealth Management manage?", "a": "Ritholtz Wealth Management reports $9,423,491,497 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (90% discretionary)." }, { "q": "How have Ritholtz Wealth Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Ritholtz Wealth Management: Regulatory assets under management: $1,806,283,367 in the October 2021 data and $9,423,491,497 in the October 2026 data, up 422%. Total employees: 33 in October 2021 and 83 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Ritholtz Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,694); high net worth individuals (1,445); pension and profit sharing plans (but not the plan participants or government pension plans) (82)." }, { "q": "Which custodians does Ritholtz Wealth Management use?", "a": "Ritholtz Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Ritholtz Wealth Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168652" }, { "q": "What changed in Ritholtz Wealth Management's recent Form ADV filings?", "a": "In the September 2026 filing data: Regulatory assets under management went from $7,698,264,641 to $9,423,491,497 (+22%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1806283367.0, "total_employees": 33, "filing_date": "2021-09-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2707484990.0, "total_employees": 47, "filing_date": "2022-07-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3983632165.0, "total_employees": 47, "filing_date": "2023-09-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5044156635.0, "total_employees": 60, "filing_date": "2024-08-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6459181176.0, "total_employees": 71, "filing_date": "2025-07-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9423491497.0, "total_employees": 83, "filing_date": "2026-08-10" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Regulatory assets under management went from $7,698,264,641 to $9,423,491,497 (+22%)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Employees performing advisory functions went from 45 to 48.", "Regulatory assets under management went from $6,459,181,176 to $7,698,264,641 (+19%).", "Added an office in Lafayette, LA.", "Added an office in Red Bank, NJ.", "No longer lists an office in Chicago, IL.", "No longer lists an office in Northbrook, IL.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ritholtz-wealth-management-new-york-ny-168652.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 2694, "fewer_than_5": false, "raum": 779220109.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 1445, "fewer_than_5": false, "raum": 8123009279.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 82, "fewer_than_5": false, "raum": 413754761.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 73208005.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 34299343.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168652", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }