# Ristau Capital, LLC

> Ristau Capital, LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 309325
- Filed as: RISTAU CAPITAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309325
- AdvisorCensus page: https://advisorcensus.com/firm/ristau-capital-llc-309325

## Quick answers

**How is Ristau Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ristau Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Is Ristau Capital, LLC registered with the SEC or a state?**
Ristau Capital, LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309325.

**How much does Ristau Capital, LLC manage?**
Ristau Capital, LLC reports $2,900,000 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (36% discretionary).

**What types of clients does Ristau Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15).

**Does Ristau Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309325

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,900,000
- Discretionary: $1,050,000
- Non-discretionary: $1,850,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 15 | $2,900,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- X @RistauCapital

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ristau Capital, LLC (CRD 309325): Form ADV filing data as of October 2026.