# Risley Capital Management LLC

> Risley Capital Management LLC is an SEC-registered investment advisory firm in Ellisville, MO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.

- CRD: 157271
- Filed as: RISLEY CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ellisville, MO
- Filing period: October 2026
- Form ADV filing dated: January 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157271
- AdvisorCensus page: https://advisorcensus.com/firm/risley-capital-management-llc-ellisville-mo-157271

## Quick answers

**How is Risley Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Risley Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Risley Capital Management LLC located?**
Risley Capital Management LLC's principal office is in Ellisville, MO, according to its Form ADV.

**Is Risley Capital Management LLC registered with the SEC or a state?**
Risley Capital Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 157271.

**How much does Risley Capital Management LLC manage?**
Risley Capital Management LLC reports $163,439,301 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (95% discretionary).

**How have Risley Capital Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Risley Capital Management LLC: Regulatory assets under management: $128,624,367 in the October 2022 data and $163,439,301 in the October 2026 data, up 27%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Risley Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (48); other (1).

**Which custodians does Risley Capital Management LLC use?**
Risley Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Risley Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157271

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $163,439,301
- Discretionary: $155,449,879
- Non-discretionary: $7,989,422

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $44,685,059 |
| High net worth individuals | 48 | $118,202,373 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 1 | $551,869 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, MO, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- risleycm.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $128,624,367 | 1 | February 3, 2022 |
| October 2023 | $116,088,069 | 1 | March 1, 2023 |
| October 2024 | $132,457,706 | 1 | May 15, 2024 |
| October 2025 | $156,004,495 | 1 | February 11, 2025 |
| October 2026 | $163,439,301 | 1 | January 23, 2026 |

Regulatory assets under management: $128,624,367 in the October 2022 data and $163,439,301 in the October 2026 data, up 27%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Risley Capital Management LLC (CRD 157271): Form ADV filing data as of October 2026.