# Rising Tides Financial, LLC

> Rising Tides Financial, LLC is a state-registered investment advisory firm, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 283308
- Filed as: RISING TIDES FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Massachusetts
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/283308
- AdvisorCensus page: https://advisorcensus.com/firm/rising-tides-financial-llc-283308

## Quick answers

**How is Rising Tides Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rising Tides Financial, LLC reports these compensation arrangements: fixed fees (other than subscription fees).

**Is Rising Tides Financial, LLC registered with the SEC or a state?**
Rising Tides Financial, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 283308.

**How much does Rising Tides Financial, LLC manage?**
Rising Tides Financial, LLC reports $59,895,367 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Rising Tides Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (11); charitable organizations (1).

**Does Rising Tides Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/283308

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $59,895,367
- Discretionary: $59,895,367
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $4,771,963 |
| High net worth individuals | 15 | $52,352,892 |
| Charitable organizations | 1 | $2,770,512 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- risingtidesfinancial.com
- Facebook @RISING-TIDES-FINANCIAL-LLC-454349411595841
- LinkedIn @MICHAELPGROSS
- X @MIKEGROSS99

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rising Tides Financial, LLC (CRD 283308): Form ADV filing data as of October 2026.