{
  "crd_number": 309222,
  "slug": "rising-sun-investment-advisers-tucson-az-309222",
  "primary_business_name": "RISING SUN INVESTMENT ADVISERS",
  "legal_name": "RISING SUN INVESTMENT ADVISERS, LLC",
  "dbas": [],
  "city": "Tucson",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "46060",
  "metro": {
    "cbsa_code": "46060",
    "common_name": "Tucson",
    "msa_name": "Tucson, AZ",
    "path": "/advisors/az/tucson"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2020-06-15",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2022-02-02",
  "carried_forward": false,
  "raum_total": 9907189.0,
  "raum_discretionary": 9907189.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 9907189.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309222",
  "city_as_filed": "TUCSON",
  "url": "https://advisorcensus.com/firm/rising-sun-investment-advisers-tucson-az-309222",
  "display_name": "Rising Sun Investment Advisers",
  "summary": "Rising Sun Investment Advisers is a state-registered investment advisory firm in Tucson, AZ, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 2, 2022.",
  "citation": "AdvisorCensus. Rising Sun Investment Advisers (CRD 309222): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Rising Sun Investment Advisers compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rising Sun Investment Advisers reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Rising Sun Investment Advisers located?",
      "a": "Rising Sun Investment Advisers' principal office is in Tucson, AZ, according to its Form ADV."
    },
    {
      "q": "Is Rising Sun Investment Advisers registered with the SEC or a state?",
      "a": "Rising Sun Investment Advisers is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309222."
    },
    {
      "q": "How much does Rising Sun Investment Advisers manage?",
      "a": "Rising Sun Investment Advisers reports $9,907,189 in regulatory assets under management in its Form ADV filing dated February 2, 2022 (100% discretionary)."
    },
    {
      "q": "Does Rising Sun Investment Advisers report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309222"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/rising-sun-investment-advisers-tucson-az-309222.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 9907189.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309222",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}