# Rising Point Capital

> Rising Point Capital is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 341131
- Filed as: RISING POINT CAPITAL
- Legal name: Rising Point Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/341131
- AdvisorCensus page: https://advisorcensus.com/firm/rising-point-capital-chicago-il-341131

## Quick answers

**How is Rising Point Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Rising Point Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Rising Point Capital located?**
Rising Point Capital's principal office is in Chicago, IL, according to its Form ADV.

**Is Rising Point Capital registered with the SEC or a state?**
Rising Point Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 341131.

**How much does Rising Point Capital manage?**
Rising Point Capital reports $219,649,179 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary).

**What types of clients does Rising Point Capital serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Rising Point Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341131

**What changed in Rising Point Capital's recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $219,649,179
- Discretionary: $219,649,179
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $219,649,179 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 9 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- risingpointcapital.com
- LinkedIn @rising-point-capital

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rising Point Capital (CRD 341131): Form ADV filing data as of October 2026.