# Rising Capital Inc.

> Rising Capital Inc. is a state-registered investment advisory firm in Mill Valley, CA, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 123233
- Filed as: RISING CAPITAL INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mill Valley, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123233
- AdvisorCensus page: https://advisorcensus.com/firm/rising-capital-inc-mill-valley-ca-123233

## Quick answers

**How is Rising Capital Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Rising Capital Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rising Capital Inc. located?**
Rising Capital Inc.'s principal office is in Mill Valley, CA, according to its Form ADV.

**Is Rising Capital Inc. registered with the SEC or a state?**
Rising Capital Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 123233.

**How much does Rising Capital Inc. manage?**
Rising Capital Inc. reports $30,116,415 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Rising Capital Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6).

**Does Rising Capital Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123233

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $30,116,415
- Discretionary: $30,116,415
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 6 | $30,116,415 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rising Capital Inc. (CRD 123233): Form ADV filing data as of October 2026.